71
UNIVERSITÄT DES SAARLANDES FACHRICHTUNG 4.3 – ANGLISTIK, AMERIKANISTIK UND ANGLOPHONE KULTUREN Lehrstuhl für Englische Sprachwissenschaft Univ.-Professor Dr. Neal R. Norrick Psycholinguistics – lecture script – SS 09 1. Introduction Psycholinguistics = the study of language and mind mind versus brain mind as understanding, senses, spirit, psyche mind as total of cognitive capacities myth of the ghost in the machine language as communication versus language as thought thought as silent, internal speech language as representation of underlying thought Psycholinguistics is: either - study of underlying language system (in memory) or - study of language production & comprehension reflecting distinction of competence versus performance Psycholinguistics versus neighbor disciplines: Sociolinguistics, Neurolinguistics, Cognitive Linguistics

Psycholinguistics – lecture script – SS 09 · Sapir-Whorf Hypothesis sees language and human cognition as related in non-arbitrary ways . 12 Sapir 1921, 1929, ... A canary sings/is

  • Upload
    lytram

  • View
    220

  • Download
    0

Embed Size (px)

Citation preview

UNIVERSITÄT DES SAARLANDES FACHRICHTUNG 4.3 – ANGLISTIK, AMERIKANISTIK UND ANGLOPHONE KULTUREN Lehrstuhl für Englische Sprachwissenschaft Univ.-Professor Dr. Neal R. Norrick

Psycholinguistics – lecture script – SS 09

1. Introduction

Psycholinguistics = the study of language and mind

mind versus brain

• mind as understanding, senses, spirit, psyche

• mind as total of cognitive capacities

• myth of the ghost in the machine

language as communication versus language as thought

• thought as silent, internal speech

• language as representation of underlying thought

Psycholinguistics is:

• either - study of underlying language system (in memory)

• or - study of language production & comprehension

reflecting distinction of competence versus performance

Psycholinguistics versus neighbor disciplines:

Sociolinguistics, Neurolinguistics, Cognitive Linguistics

2

2. Biological foundations of speech

2.1 Organs of speech

humans have no specific organs of speech, but we find specialization for speech in

many parts of system

• evolution of human physiology (phylogenesis)

• development of children from birth (ontogenesis)

� result in contemporary adult human speech system

3

• erect posture frees hands to develop fine motor skills

• fine motor skills in tool-making lead to brain development

• brain development enables symbolic representation

• erect posture lowers epiglottis and larynx

• larger mouth and lower tongue expand range of sounds

4

2.2 Nervous system

central versus peripheral

descending, motor versus ascending, sensory

� but both systems function together in complex activity,

so that brain gets feedback on effects

nerve development from birth to two years reflects growth in motor and language skills

newborn baby six-month old

5

fifteen-month old twenty-four-month old

6

� special areas of brain for language skills

organization of perception, language and articulation in the brain:

motor cortex:

7

2.3 Brain Lateralization

specialization of function in left and right hemispheres as part of evolutionary

development in brain

still, corpus callosum connects the two hemispheres

lateralization of language functions in brain:

contralateral organization and handedness

dominance of left-brain in language ability

8

Dichotic Listening:

Dichotic listening tests have shown a right ear advantage in recognizing linguistic

sounds, while non-verbal sounds received through the left ear are processed faster.

3. Linguistics and mental entities

3.1 Words and concepts

word meaning as mental image

words as signs of concepts, labels for concepts

concepts might be figures, images, models etc

concepts include perceptual and functional information

9

Miller & Johnson-Laird's concept:

3.2 Sounds and phonemes

phonemes as psychologically real entities

abstract phoneme /p/

versus positionally variant allophones:

• aspirated [ph] word-initial, as in pill

• preglottalized [√p] word-final, as in lip

• unaspirated [p-] after initial s, as in spill

these allophones are predictable variants

they don't distinguish meanings

ability to distinguish meanings defines phonemes

10

hence: minimal pair test

pill - bill

but experiments show:

• words are recognized faster than phonemes

• we recognize the letter b and the sound /b/

faster in the word bat than in isolation

• words are more salient than phonemes

� suprasegmental features are also psychologically salient

intonation distinguishes statements and questions

Sally's here. versus Sally's here?

stress focuses on any constituent in questions

Sally gave the new car to Judy today?

• can question whether it was Sally (not Suzy),

• whether she gave (not loaned) the car,

• whether it was the new (not the old) car etc

other salient suprasegmentals are volume and speed,

they signal speaker attitudes and emotional states.

11

3.3 Sentences and propositions

sentences as grammatical representations of underlying meaning in the form of (logical)

propositions

propositions in language of thought clarify (logical) relations between words and

sentences, represent entailments, inferences etc

versus

sentences following the rules of some natural language

grammar rules transform underlying meanings into grammatical sentences of natural

language

so a single underlying logical proposition has multiple possible representations in any

given natural language, e.g.

the cat is on the mat, the cat is on top of the mat

the mat is under the cat, the mat is beneath the ca t etc

but where would such a logical language of propositions come from if not from

communication in a natural language?

But if our language of thought is some acquired natural language, then the specific

characteristics of that language determine our patterns of thinking - and this leads to the

Sapir-Whorf Hypothesis.

3.4 Sapir-Whorf Hypothesis

Sapir-Whorf Hypothesis sees language and human cognition as related in non-arbitrary

ways

12

Sapir 1921, 1929, 1949, Whorf 1950, 1956 proposed a relationship between language,

meaning, culture, and personality, generally called the Sapir-Whorf Hypothesis

The strong version of the hypothesis says our language determines our perception. We

see the things and processes our language has names for and ignore or cannot see

what our language doesn't name.

The weak version of the hypothesis says our language influences our perception. We

attend to the things and processes our language has names for and tend to ignore or

find it difficult to attend to what our language doesn't name, e.g.

English speakers with only a single word wall find it difficult to understand and

make the distinctions necessary for choosing Wand versus Mauer in German.

German and English speakers group together all kinds of spherical objects with

the single word ball , they would not normally distinguish the objects categorized

in French as ball from those called ballon .

In French, speakers must attend to differences in size and determine whether an

object is inflated or not to categorize it as ball versus ballon .

Also, the grammar of the language we're speaking at any given time (be it our native

language or not) forces us to think in certain ways.

Slobin's ‘thinking for speaking’ notes that any language system enforces certain choices

in grammar and lexis, no matter how our underlying thought patterns work,

e.g. because of the tense/aspect system of English, all the following questions

are relevant in talking about an event:

When did the action take place? present versus past tense

Is it completed? perfective versus simple aspect

Was it an ongoing process or a momentary activity? progressive versus simple aspect

Did it only happen once or does it always happen? progressive versus simple aspect

13

In many other languages, these questions are not important for grammar.

But in various languages, the questions below are important for determining

grammatical forms (word order, cases):

• Did I (as speaker) see the event or just hear about it?

• Is this statement a fact or just my opinion?

• What kinds of words are typically subjects? And what kinds objects?

Compare: I like it, mir gefällt es, mi piace

I'm cold, mich friert, mir ist kalt, isch h ann kalt, j'ai froid

If we must always attend to certain distinctions and ignore others, in speaking and

thinking, shouldn't that influence the way we think?

Nevertheless, we manage to translate between languages and to learn other languages,

so apparently our thought patterns can extend and adapt.

We can grasp and learn to use words from other languages, even if they have no

counterpart in our native language, e.g.

Schadenfreude blind date

4. Words in the Mental Lexicon

Mental Lexicon versus dictionary

words accessible via sound, meaning, related words

Mental Lexicon versus encyclopedia

14

Encyclopedia contains all kinds of knowledge, usually unnecessary for normal word use,

e.g. for dog :

• perceptual: four-legged, furry, barking sound etc

• functions: used as pet, for hunting, guarding etc

• behaviors: chases cats, chews bones, is territorial etc

• origins: animal, mammal, bears litters of puppies etc

• history: domesticated early, developed into pet etc

• facts: Suzy has a puppy, Bill's dog chases cars etc

Encyclopedia contains entries for concepts not represented by individual words in

lexicon

e.g. for "aquatic mammals" and "famous scientists" or "favorite bars in town"

assume that lexical entries specify only:

• sound

• morphological irregularities

• syntactic properties

• core meaning for identification

• relations to other words

• perhaps spelling

4.1 Word Association Tests (WATs)

Experiments show:

we recognize concrete words like table

faster than abstract words like trouble

15

table ���� chair faster, more consistent

trouble ���� bad lower, less consistent

we also recognize familiar words and short words faster than unfamiliar and long words

Compare: A traveling salesman arrived in town

An itinerate salesman arrived in town

WATs also show paradigmatic versus syntagmatic relations:

• paradigmatic apple, pear, banana, plum

• syntagmatic apple, red, juicy, eat

in WATs:

• adults respond paradigmatically: pillow ���� bed

• children respond syntagmatically: pillow ���� soft

semantic features (or components) are also psychologically real for speakers

Woman ���� human, adult, female . . .

Man ���� human, adult, male . . .

again kids don't analyze, responding syntagmatically:

Man ���� work instead of woman ���� adult or female

based on response times to questions like:

• Can a canary sing?

• Can a canary fly?

• Does a canary have skin?

16

Collins & Quillan (1989) postulate memory structures:

But other tests show pure frequency of occurrence in discourse counts for more than

response times in WATs

A canary sings/is yellow more frequent

versus

A canary flies/eats less frequent

WATs show faster recognition after associated words:

• we recognize roof faster after house

• than after some unrelated word like apple

17

so Lindsay & Norman (1972) postulate lexical networks:

WATs are a questionable method:

• WATs elicit unnatural verbal behavior

• WATs develop quantitative results, but they're always fuzzy

• WATs are usually limited to nouns, usually concrete but consider, e.g.

colors,fruits, games etc

• WATs are unnecessary, given discourse analysis, especially now with computers

available

4.2 Tip-of-the-Tongue Phenomena

thinking on Tip-of-the-Tongue (TOT) phenomena begins with James (1890)

James speaks of “a gap that is intensively active” in consciousness when we try to recall

a forgotten name.

18

Meringer and Mayer (1895), Fromkin (1973) kept personal catalogues of error types to

gather natural data.

Brown and McNeill (1966) collected intuitions on remembering in diary studies, e.g.

unable to recall the name of the street on which a relative lives,

one of us thought of Congress and Corinth and Concord

and then looked up the address and learned that it was Cornish .

Brown and McNeill also induce TOT states, by reading definitions of uncommon words

to subjects, who then answer questions about their search for the missing word, e.g.

subjects asked to identify the target word sextant based on a dictionary definition

“A navigational instrument used in measuring angular distances, especially the

altitude of sun, moon and stars at sea.”

Burke et al. (1991) write, “When a TOT occurs, a lexical node in a semantic system

becomes activated, giving access to semantic information about the target word, but at

least some phonological information remains inaccessible.”

Subjects in the TOT state often report that a word related to the target comes repeatedly

and involuntarily to mind, yielding ‘blockers’, ‘interlopers’ or ‘persistent alternates’, e.g.

sexton or sextet for sextant

Burke et al. (1991) developed an experimental task, using prompts like those in a trivia

game presented on a computer, where subjects typed responses, e.g.

What is the old name of Taiwan?

target: Formosa foils: Taipei, Canton, Ceylon

The foils often acted as blockers for the target word

19

They then asked questions like:

• “How familiar do you think the word is?”

• “How certain are you that you can recall the word?“

• “What is the first letter or group of letters in the word?”

Burke et al. (1991) identify a semantic system or network of nodes connecting concepts

• the concept chastity is connected with “is a virtue,” “take a vow of” etc

• the concept baker with “bake bread” “get up early” “sell cakes” “knead dough” etc

Compare scripts of Schank and Abelson (1977), cognitive models of Lakoff (1987):

• Cognitive model for chastity would identify prototypes for the virtue like saints,

and distinguish characteristics like “is a virtue” from linguistic constructions in

which the word chastity occurs such as “take a vow of chastity.”

• Cognitive model for baker would identify prototypes for profession like the owner

of the bakery at the foot of the hill.

Burke et al. (1991) say one word may prime, i.e. facilitate recognition of, another word,

the activation of nurse facilitates activation of doctor because priming spreads and

summates via these many shared connections.

Cognitive processes recoded in diary studies and lab experiments differ from TOT

searches in real conversation, e.g.

20

1 Helen: in Hammond, north Hammond. Junior Toy Company.

2 they used to make toys, little tricycles and scooters and everything.

3 David: and where was it?

4 Helen: I don't remember the street.

5 Hoffman?

6 No.

7 it was a little beyond right here, you know,

8 it wasn't right in north Hammond.

9 it was around that street that turns into Illinois,

10 there when you go to the cemetery.

11 here's a tavern on one side and a VFW on one side.

12 forget the street.

13 David: Gosselin?

14 Helen: Could be, I don't know.

15 I don't know,

16 but that's where Junior Toy was in the low corner there.

Helen expresses her forgetfulness at line 4 with “I don’t remember the street.”

She takes a guess at the name in line 5, but immediately rejects the guess in line 6.

She begins an extended description of the area in terms of landmarks in lines 7-11.

She concludes, “I forget the street” at line 12,

but David offers a guess of his own, since he’s familiar with the local neighborhood.

21

Helen expects help with name or at least assurance that David can identify the place.

Storytellers often name landmarks and major streets, not phonetically similar words.

Note references to cemetery (l. 10), tavern and VFW (l.. 11)

Description “in the low corner” implies that the teller can visualize the scene.

So why not search corpora for natural instances of TOT?

4.3 Discourse, frames, prototypes

Cognitive linguists look at discourse contexts where words occur,

e.g. if, for an item like roof,

The house needs a new roof

Then "house has a roof" is part of discourse frame

Consider also frame effects:

We saw an old house.

The roof was in need of repair.

Consider typical collocations and metaphors:

• she has no roof over her head for 'no house'

• we're finally under one roof for 'in the same house'

22

Moreover, Rosch and her co-workers have shown:

• some properties are more salient than others

• some members of a category are more typical

it may be impossible to define certain words without exemplification,

e.g.: colors, fruits, games etc

• instead of: "a fruit is the edible part of a plant etc"

• we find: "a fruit is like an apple, a peach or a banana"

� word meanings and categories are generally not defined by features or propositions,

but by prototypes

Testing for prototypes

A. Ask subjects to identify the most typical bird:

B. Ask subjects for typical statements about birds, e.g.

A bird was singing outside my window

A bird flew down and caught a worm etc

23

C. Then substitute different bird names into the statements and ask how well they fit:

A robin/eagle/chicken was singing outside my window

A robin/eagle/chicken flew down and caught a worm

D. Test for speed of verification of identity statements

A robin/eagle/chicken/penguin/bat is a bird

Prototype Effects:

prototype: A trout is a typical fish

marginal: A tadpole is a kind of a fish

non-member: Their daughter is a regular fish

Note: real members don't fit here:

*This trout is a regular fish

Prototypical verb meanings extend:

• The kid runs around the house

• The pavement runs around the house

• The rainwater runs down the spout

• The Mississippi runs from Minnesota to the Gulf

• Peter climbed a ladder

• The plane climbed to 30,000 feet

• The ivy climbed the fence

• The temperature climbed to 30° C

• Judy climbed down into the well

24

5. First Language Acquisition

Natural acquisition with no special learning necessary

critical period resulting from a combination of factors:

• development of connections between nerve cells

• myelination of nerve cells

• lateralization of brain functions

• dominance of left hemisphere

• corresponding development of motor skills

• general cognitive stages of development (Piaget)

5.1 Developmental sketch

Age

(months)

Language General

9 babbling crawling

10 first words standing up,

recurrent, maintained: claps hands,

(ba)nana(na) for holds spoon

'banana, food, mama'

11 5-10 recurrent words first steps,

fulfills requests like: recognizes pictures

bring me the blue ball in books

show me the big red dog

25

12 5 distinct vowels starts walking

5 distinct consonants

13 recognizable words running,

daddy nein ball allgone climbing furniture

14 imitations: horse, train simple puzzles,

reduplications: choochoo turns book pages

byebye taktak ‘clock’

16 recognizes own name points to himself:

20+ words

Where's Nicky?

18 vocabulary explosion climbs stairs

2-word units: ducky allgone without rail

Nicky haben

20 3-word units: Nicky cookie haben hangs on monkey bars,

also: haben Nicky cookie points to eyes, nose,

mouth

22 verb + particle: lock up / deck zu dramatic play,

4-word units: stuffed animals, dolls

Mami Auto fahren kau ft

Inni gute Nacht sagen

26

24 verb endings: Inni spuckt bisschen kicks soccer ball,

statement: Nicky auch essen plays hide-n-seek,

question: Nicky auch essen, ja? draws details:

command: Nicky auch essen ears, tails, wheels

word-formation: cutter ‘knife’

auskleben ’tear apart’ umwärts

26 participles: draws objectively

Mami ist weggegingt identifiable figures,

das ist runtergefallt recognizes colors

comparison:

Pferdchen ein kleineres

Mond grösser als Daddy

Monologues/stories:

Mami kommt darein, tic-tac

Danke, Post schickt Daddy

27 future orientation: sings melodies

Let's build a castle

I'll put it in

28 recursive structures: counts to 5

Ich weiss nicht, wen recognizes letters:

der Deckel verloren hat N, C, O

questions with when, how

27

30 conditionals:

Ich suche, ob ich den Hasen finde

Timmy ist traurig, wenn das

Osterhäschen hier schläft

plans:

I want to read a book about a story

32

first real narrative:

builds Legos,

It was a wooden lamby

and it was on the floor in a barn

draws people beside

tree and house with

and they took it home chimney and windows

and they washed it

and it wasn't ugly

34 reports on TV program: learns to pedal trike

Plötzlich kamen zwei Krokodile und

haben das Kälbchen ge'essen

reports on activities:

I'm pretending this is a castle

explains actions:

I break it that I can make it new

predicts:

It's gonna be real beautiful, you're

gonna love it

28

36 months:

Phonetics:

• voiced th: initial okay in the this etc

• medial v in other

• voiceless th : initial s in sing

• final f in both

• vocalizes final l and r

• mispronunciations: amimals, cimamon, pasketti

Morphology:

• double plurals: mens, feets, mices

• double preterites: sawed, stooded

• regularized preterites: goed, sitted

• reverse word-formations: popcorner, mowgrasser

Syntax:

• negation: I see it not, That doll sits not right

• questions: What it did? What the lady said?

• counting: 1 2 3 4 5 6 20 14 fiveteen 16

Mean Length of Utterance (MLU) as standard measure of first language development as

opposed to age

29

5.2 Natural order of acquisition:

5.2.1 "Why mama and papa?"

Jakobson's order for phoneme acquisition

• in babbling, children produce all kinds of sounds and sound combinations; many

children produce imitations after babbling

• but around age 2, children narrow their sound repertory and begin to produce

sounds of their language in fixed order

order reflects an attempt to create the clearest possible set of distinctions at any given

point, within the given physiological limits

• this order of acquisition also reveals parallels between different languages

• most salient distinction is between Vowels (V) and Consonants (C)

Vowels are characteristically open and resonant:

• the prototypical V is a

Consonants are characteristically closed and obstruent:

• stops are prototypical Cs

• the prototypical stop is p

the prototypical syllable is CV: maximizing the C-V distinction, a child's first syllable

should be pa

• given children's tendency to reduplication, a child's first real word should be papa

30

the first division within the class of Cs is that between oral and nasal; the nasal

counterpart of bilabial p is m

• maximizing the p-m distinction and reduplicating, the child's second word should be

mama (actually initial nasals often appear first, because of the association with sucking;

and mama is often first word recorded, because of the centrality of mother for the child)

major divisions within the class of Vs are those between front and back, high and low,

spread and open; the vowel most distinct from a along all these parameters is i

• again maximizing the a-i distinction (and reduplicating), the child's next words

should be pipi and mimi

extending the pattern of Vs, always seeking to maximize distinctness, the child should

move to a triplet:

a

u i

after the Cs p and m , the child usually acquires t , then the third voiceless stop k and so

on:

p m t k

� child moves on to ever larger patterns with increasing numbers of distinctive features

only when child controls the individual consonants can they occur together in 2-

consonant clusters:

31

• then word-initial clusters like pl- and st- precede final clusters like -lp and -st

• later come initial 3-consonant clusters like spr- and str-

• and then word-final 3-consonant clusters like -rst and -sks

of course, kids don't learn sounds in isolation, but only in words and syntactic structures

5.2.2 Order of acquisition for syntax

at first, kids produce:

• one-word utterances with holistic meaning

• two-word utterances with no fixed word order

• three-word utterances without inflections

• prepositions or other markers

then they begin to acquire syntax

Brown's (1973) order of acquisition for syntax:

1. present progressive girl playing

2. prepositions ball in water

3. plural toys, dishes

4. irregular past tense went, told

5. possessive Ann's toys

6. articles a dog, the dog

32

order of acquisition as reflecting general learning strategies and stages of development

(Piaget) or as evidence of innate language acquisition device (Chomsky)

5.3 Piaget

language as product of intelligence, not behaviorist learning

rational origin of language presupposes fixed nucleus,

i.e. structures common to all human languages

like subject-predicate, hierarchical organization

but no specific language-learning device (despite Chomsky)

Piaget assumes child language development reflects species development; no

innateness assumption is necessary, given sensorimotor intelligence in human

development

language as a special case of general symbolic behavior

• developmentally, each stage prepares for the next,

• but each new stage requires a reorganization

7. regular past tense jumped, hugged, wanted

8. regular 3rd person she goes, talks, watches

9. irregular 3rd person she does, has

10. auxiliary be:I am, you are, she is

11. contracted auxiliary I'm, you're, she's

33

e.g. infant recognizes caregiver as separate from continuum

caregiver as recurrent/stable entity

self as separate

self as entity like caregiver

e.g. kid recognizes human sound separate from continuum

language sound as separate from babbling

discrete word as separate from continuum

discrete word as recurrent/stable entity

word + word as unit

hierarchy within word + word unit etc

Piagetian stages in general cognitive development

1. Sensory-motor stage (birth to 2 years)

• child notices objects as separate from self and permanent

• manipulates objects as chief contact with environment

2. Preoperational thought

2a. Stage of symbolic thought (age 2-4)

• symbolic play, pretending and language acquisition

• child recognizes social nature of language.

34

2b. Stage of intuitive thought (age 4-7)

• child begins to think in language, but thinking is still egocentric and centered on

one relationship at a time.

3. Stage of concrete operations (age 7-11)

• child can vary two or more relationships independently

• solves conservation problem by compensation

4. Stage of formal operations (age 11-15)

hypothesis formation and testing. rational consideration of the form of an argument, e.g.

All three-legged snakes are purple.

I am hiding a three-legged snake.

What color is it?

35

5.4 Innateness Debate

Chomsky (1986: 150) writes:

What we "know innately" are the principles of the various subsystems [phonology,

syntax, thematic structure etc] of So [the initial state of the child's mind] and the manner

of their interaction, and the parameters associated with these principles. What we learn

are the values of the parameters and the elements of the periphery (along with the

lexicon to which similar considerations apply).

That is: we "know innately" as part of Universal Grammar (UG) that sentences will have

noun phrases and verb phrases in some order, but we have to learn the order.

Chomsky argues children must know innately what they can not learn by observation.

Poverty of Stimulus Argument (POS)

Some patterns in language are unlearnable from positive evidence alone

(due to the hierarchical nature of languages)

You are happy.

Are you happy?

possible rules:

1. the first auxiliary verb in the sentence moves to the front

2. the main auxiliary verb in the sentence moves to the front

but compare:

• The girl who is on the bus is happy.

• *Is the girl who __ on the bus is happy?

• Is the girl who is on the bus __ happy?

Children don't see sentences like this enough to decide which rule works

but nobody ever chooses the wrong rule

36

Grammaticality judgments:

• Who do you think Mary knows?

• Who do you think that Mary knows?

• Who do you think knows Mary?

• *Who do you think that knows Mary?

Note translations!

We need input to learn the whole vocabulary of our language, including the special

syntactic properties of the vocabulary we learn. We need input to set parameters like

word order, use of cases versus prepositions etc. and we need input for the periphery,

i.e. all the structures and rules characteristic for the particular language we hear.

But if input supplies all this information, shouldn't it supply enough information to learn

the basic principles?

Consider the acquisition of vocabulary:

• Webster’s dictionary: 500,000 words

• Average educated person’s vocabulary: 40,000 words

(and another 40,000 proper names, idioms, sayings)

thus: monolingual speakers acquire about 4,000 words per year or about 10 words

every day to age 20

Even within the Chomskyan scheme, there's debate on whether the principles and

parameters are complete in the newborn child (like the heart) or whether they develop

over time (like the teeth, which slowly grow and appear, then are replaced by an adult

system).

And even if we "know innately" the principles of language, are they separate from or

integrated with other abilities?

37

How the debate developed:

Chomsky develops Poverty of Stimulus Argument

• posits Language Acquisition Device (LAD) and Universal Grammar (UG)

• claims input is flawed and insufficient for acquisition

• input too complicated, contains ungrammatical structures

Child Language researchers counter by showing caregivers using simple, grammatical

sentences as well as repetitions & expansions

Kevin (20 mo's, 21 days) takes puppet

Kevin: Dougall. Dougall, Dougall.

Mother: He's a lovely Dougall, isn't he?

Eileen (24 months, 8 days) points puppet toward television

Eileen: Skippy a telly.

Mother: That's Skippy on the telly.

Chomsky argues competence would require "negative evidence"

as basis for grammaticality judgments--without LAD and UG innate

Al is easy to please - It is easy to please Al

Sue is eager to please - *It is eager to please Su e

Child Language researchers claim kids learn to make grammaticality judgments only

later (in school) & argue that judgments are based on semantic factors

It is eager - unacceptable for nongrammatical reasons

38

Gold proves mathematically that natural languages are unlearnable in principle without

negative evidence (unless LAD and UG are innate)

Child Language researchers show caregivers making corrections, esp. in expansions

(as above) and responses

Billy: Daddy fixit?

Father: Yeah. Daddy'll fix it for you.

Janik (4,8): Mami, ich will mit dich.

Mother: Mit?

Janik: Dir.

Chomsky-ites argue that caregivers are more concerned with truth and appropriateness

of kids' talk than grammaticality

they find language communities where kids receive little if any controlled input or

feedback from caregivers, and they learn language anyway

Child Language researchers went back to study input,

e.g. as a register like foreigner talk

this led to study of interaction and hence to kids developing pragmatic competence,

including interaction between kids

39

We find kids correct each other from ca. 4 1/2 years on:

Nick (4;3): I'm his- I'm a Santa. Who are you?

Coco (2;7): Santa Mrs.

Nick: No, Mrs. Santa.

Come on, let's break the other people's house down.

Coco (3;2): Und sie waren in dem Wald in die Nacht.

Nick (4;10): In der Nacht.

Due to influence of linguistic pragmatics (from philosophy of language: Austin, Searle,

Grice), frame theory and richer theories of learning, Child Language researchers re-

emphasized input, feedback and strategies of learning, especially negative evidence we

find kids not only provide negative evidence, but even engage in metalinguistic talk:

Nick: Daddy, Coco hat gesagt güter. Das kann man nicht sa gen, oder?

Me: Nee, was muss man sagen.

Nick: Coco meint besser.

Coco: Nein, güter.

Nick: Nein, Coco, besser. Du musst besser sagen.

Coco: Lass mich, das ich sage.

Nick: ((lacht)) Jetzt hat Coco wieder Unsinn gesagt.

Nick (5;9): Coco, look at these mouses.

40

Coco (4;1): Mice.

Nick: Same thing.

5.5 Slobin's Operating Principles & Universals of A cquisition

Whether parts of language acquisition are innate or not, developing kids seem to follow

specific strategies and their acquisition processes reveal universals

Operating Principles

A. Identify word units.

B. Forms of words may be systematically modified.

C. Pay attention to the ends of words.

D. There are elements which encode relations between words.

Universal 1:

• postposed forms learned before preposed forms

• articles before nouns less salient than noun suffixes

E. Avoid exceptions

Universal 2: Stages of linguistic marking

1. no marking: bird, birdy - singular & plural

2. appropriate marking in limited cases: bird, birdies - plural

3. overgeneralization of marking: mens, sheeps

4. appropriate marking everywhere

41

F. Semantic relations should be marked clearly.

Universal 3:

• one-to-one marking is acquired earlier than compound markings.

• unchanging singular articles like French le are acquired faster than

der/den/dem in German

G. Grammatical markers should make semantic sense.

Universal 4:

• if a group of inflections all mark the same relation, the child will tend to use

the single commonest form for all cases

• irregular past tenses reduce to dental suffix -ed

Universal 5:

• semantically consistent grammatical rules are acquired early and without

significant error

• kids don't overextend the progressive to stative verbs, as in *She's

knowing the answer or *I'm liking cookies

6. Second Language Acquisition

6.1 Contrastive Analysis

growing out of work by Fries (1945) and Weinreich (1953) most work on Second

Language Acquisition in the 40's and 50's shared the assumptions of Contrastive

Analysis (Lado 1957)

42

Contrastive Analysis based on transfer

• from Native Language (NL) to Target Language (TL)

or First Language (L1) to Second Language (L2)

• shared structures facilitate acquisition

• distinct structures cause problems

• positive transfer when L1 and L2 share structures

e.g. Det Adj N structure in NP in English and German

the mean dog der böse Hund

negative transfer when L1 and L2 have different structures

e.g. Adv V NP in German versus Adv NP V in English

Morgen fahren wir nach Hause Tomorrow we go home

so research in Second Language Acquisition tended to revolve around comparison of

language pairs

Language Acquisition was seen as developing a set of habits to be practiced in

accordance with Behaviorist Theory

but researchers found errors not predictable by language differences,

and the psycholinguistic process of language acquisition can't be described solely in

terms of linguistic products

6.2 Approximative Systems and Interlanguage

In the 1960's, linguists rejected Behaviorism and became interested in mentalistic

theories

evidence was mounting for a third system between L1 and L2

43

Nemser (1971) recognized an Approximative System for the learner with features of

both L1 and L2

Selinker (1972) introduced the term Interlanguage for this individual language system

Interlanguages are highly variable, due to:

1. limited cognitive attention, given so much to learn and remember simultaneously

2. learners lack of knowledge of rules

3. simultaneous pull from L1 and L2

4. they represent transitional stages of development

but L2 tends to fossilize at some stage, due to:

1. Negative transfer from L1

e.g. putting temporal Adv before locative Adv

*They went last week to Berlin.

2. Overgeneralization of L2 rules

e.g. extending progressive pattern to stative verbs

*I'm knowing him a long time

3. Simplification of L2 rules

e.g. failure to apply sequence of tenses (or back shift)

*I thought it is a joke

• it's often difficult to tell what causes an error, since these three factors

interact

• the concern with rules and errors makes interlanguages spill over into

error analysis research

44

6.3 Error Analysis

concern with interlanguage and errors it contains and their relation gave rise to research

in Error Analysis

1. Researchers first look for idiosyncrasies in learner's production

when a learner says: *I want to know the English

we must first determine the intention behind it:

either correct expression of desire involving knowledge of English people or

incorrect expression of desire involving the English Language

2. Then they try to describe the structure in terms of the grammars of both L1 and L2

*I want to know the English involves an overuse of the definite article from the

point of view of English grammar; does it reflect the grammar of the learner's L1,

where abstract nouns take definite articles?

3. Finally, they seek to explain the structure as interference or the learner's

hypothesis-testing

if the learner uses this sort of construction systematically, it's part of an

interlanguage;

but it may be a single careless mistake or an attempt to test this particular structure as

well

this attempt at explanation can get muddled, due to the unclear distinction

between competence and performance

� Error Analysis ends up as a method of describing data, but not a psycholinguistic

theory of language acquisition

45

Error Analysis loses sight of the whole picture of developing competence in L2 by

focusing on errors;

• we could instead equate knowledge of L2 with fluency and understandability

rather than lack of errors

• or we could instead focus on what learners do right and test to see if they do it right

intuitively

6.4 Innateness, Input, Natural Order of Acquisition in L 2

The Innateness Debate from Child Language Research carries over to research in

Second Language Acquisition

Does the Language Acquisition Device (LAD) work for L2 as for L1 ?

If the LAD is at work, there should be a Natural Order of Acquisition in L2 as in L1.

Could L2 learners simply reset the parameters from L1 ?

Dulay & Burt (1973) posit natural order of acquisition in L2 parallel to what Brown (1973)

found for L1

at least learners with the same L1 background go through the same stages in acquiring L2

1. plural -s on nouns: the books

2. progressive -ing on verbs: they driving

3. forms of main verb be: this is London, she was there

4. forms of auxiliary be: she's driving

5. articles a and the : a cat, the dog

46

6. irregular past tenses: went, ate, came

7. 3rd person sing pres -s: she waits

8. possessive -s: Sally's truck

Dulay & Burt (1974) found even greater regularity of order if features were ordered into groups

group 1: progressive -ing , plural -s, copula be

group 2: auxiliary be, articles

group 3: irregular past

group 4: regular past, 3rd pers -s, possessive -s

Dulay & Burt use cross-sectional testing, i.e. what percentage of which forms show up

for a group of learners,

while Brown used longitudinal testing, i.e. at what stage do kids control (90% correct)

certain forms

other problems with tests for order of acquisition in L2

• tests based purely on English: what about other languages with lots more

inflection or no inflection?

• tests failed to distinguish variants like a versus an, and degrees of irregularity

e.g. in past tense told, bought, went

• if no firm order of acquisition can be shown, then there's no reason to assume

that acquisition of L2 and L1 are alike

47

Even if LAD makes input unimportant in L1 acquisition,

the status of input in L2 remains a problem:

• What kind of input should learners receive?

• Does correcting errors help?

6.5 Krashen's Input Hypothesis and the Monitor Mode l

Language Acquisition versus Language Learning

subconscious acquisition like children's L1 acquisition

• not affected by correction

• not based on formally learned rules

but conscious learning in L2 context changes things

• input is filtered and output is monitored

• conscious learning results in ‘knowing about’

� learning rules only acts as Monitor

48

natural order of acquisition in L2 just as in L1

• not based on linguistic complexity

• but Monitor disturbs the natural order

affective filter based on types of motivation

• integrative lowers filter

• instrumental can raise filter

• empathy for L2 group lowers filter

Monitor has its source in Piaget's Formal Operations Stage

• consciously formulates and edits output

• disturbs the natural order of acquisition

Monitor use conditions:

• time

• focus on form (not involved in message)

• must know the rule

“the monitor is not limited to conscious rules,

but conscious learning is limited to the monitor”

Krashen uses Monitor to describe individual differences

� overusers, underusers, optimal users

49

Organizer

innate language acquisition faculty (like Chomsky's LAD)

gradually organizes input (without conscious attention) reflected in:

• errors

• transitional constructions

• natural order of acquisition

Input

input understood in context is the primary factor in L2 acquisition

caretaker speech is ideal intake:

1. here & now: immediate environment

2. syntactically simple

3. communication for action in context

Input Hypothesis

We acquire i + 1, the next rule along the natural order, by understanding messages

containing i + 1. a necessary but not sufficient condition for acquisition

i = current level in phonology, morphology, syntax, lexis

learner controls get in constructions like I get mail/you got mail,

and learner can form passives with be like he was stopped by a cop

i + 1 = constructions just beyond current level, e.g. combining the two

hears passive constructions with get like we got stopped by a cop

50

Factors

1. delaying speaking L2 helps

2. comprehension precedes production in L2 acquisition

3. comprehension in interaction provides best intake

4. best input contains structures one step beyond current knowledge, i.e. i + 1

critique of Krashen:

1. McLaughlin (1978) denies clear distinction between consciously learned rules of

L2 and unconsciously acquired feel for L2

Krashen's appeal to introspection is unacceptable

2. focus on quality of input loses sight of processing input

• ignores functioning of Organizer

• offers no insight into relation between L1 and L2

• offers no account of bilingual competence

3. comprehensible input as structures one step beyond current knowledge not

operationalizable

• we can't completely characterize either i or i + 1

• this suggests that we learn L2 one rule at a time rather than combinations

of syntax, lexis, phonology

4. The Monitor functions in a more-or-less fashion, not like an on-off switch

� if filters work differentially in input phase, they should apply differentially

in output phase, allowing Monitor use to vary incrementally

Note: Krashen sometimes speaks of an output filter blocking performance of

acquired rules to account for fossilization in L2 acquisition

51

5. Krashen's system is circular, components are incestuously related

• if the natural order of acquisition holds, then the Monitor was not working

• if the natural order is disturbed, then the Monitor was working

• but there’s no independent evidence of Monitor etc

6.6 Formulaic Speech

Formulaic speech also violates normal acquisition order

but formulas play a special role in L2 acquisition because they represent structures

beyond current competence

routines like be careful, let's play and you know

patterns like that's ___ and Do you want____?

affect L2 acquisition positively

• perhaps because they facilitate interaction

• perhaps because they develop into syntax

Formulaic Speech remains unanalyzed initially

routines & formulas learned top-down versus bottom-up

may reflect different overall style of acquisition

but in later acquisition, formulas and idioms create extra problems, because they require

memorization item by item

52

7. Bilingualism

individual bilingualism versus societal bilingualism

Compare: bilingualism versus diglossia (Ferguson)

balanced versus unbalanced bilingualism

dominant, usually first, native language

versus

weaker, second or foreign language (second or foreign language for special purpose)

7.1 Becoming bilingual

• childhood/right-from-the-beginning-on acquisition (during critical period)

• later acquisition (after critical period)

• as second language in second language culture

• as foreign language in first language culture

7.2 Advantages and disadvantages of bilingualism

obviously bilingualism is socially advantageous

nobody questions the value of adults learning foreign language, though kids learn

languages more easily

but psychologists question effects of childhood acquisition of bilingualism

53

some tests show that acquiring two languages

• slows progress in both

• slows intellectual development generally

� test group: lower class immigrant children where the home language enjoyed no

prestige

other tests show that acquiring two languages

• has no effect on progress in either

• can improve linguistic creativity

• correlates with higher intelligence

� test group: upper middle class children self-selected for exposure to a second

language

all tests agree that child bilingualism increases linguistic flexibility and creativity in

problem solving

• creativity measures

o how many uses child can name for everyday objects like rubber bands and

tin cans

o how many things a child can list corresponding to an abstract design,

e.g. snake and swan for a wavy line

• bilingual kids recognize arbitrariness in language earlier

asked whether can or hat is more like cap

o bilingual kids age 4-9 more likely to say hat

o monolingual kids more likely to say can

54

7.3 Do bilinguals have split personalities?

if each language comes with a whole set of cultural prototypes and values, then

switching languages should cause a personality switch as well

consider e.g. a Canadian who speaks English only in the insurance company where she

works and French with family and friends and everyone in the village where she lives

French-English bilinguals in the US responded to picture sequences with longer stories

in French than in English, but also with different themes for the same pictures, e.g.

• stress and anxiety in French story

• hard work and achievement in English story

In sentence completion tests, bilinguals also respond differently in their two languages.

responses for Japanese-English bilinguals in the US e.g. were:

When my wishes conflict with my family's . . .

it is a time of great unhappiness (Japanese)

I do what I want (English)

Bilinguals report feeling e.g. more gregarious speaking French and more reserved

speaking English, but no one has tested these feelings systematically so far

55

7.4 Two languages in one brain

7.4.1 Types of bilinguals

Weinreich (1953) distinguished three kinds of bilingualism

A. Coordinate: L1 and L2 acquired in separate contexts

• each system is complete in itself

• person functions as monolingual in both communities

B. Compound: L1 and L2 acquired in same context

• the two systems are merged

• person doesn't function as monolingual in either community

• person may experience interference from L1 to L2 and from L2 to L1

C. Subordinate: L2 acquired based on L1

• only one system

• person functions as monolingual only in L1

• person experiences interference only from L1 to L2

Notice that Weinreich’s typology works only at the lexical level, but bilinguals may

experience interference at all levels from phonetics up to semantics.

56

7.4.2 Bilingual meaning systems

According to Macnamara (1970):

• subordinate bilinguals function appropriately in L1, but inappropriately L2 ;

• compound bilinguals function inappropriately in both languages;

• though coordinate bilinguals function appropriately in L1 & L2 they must

experience confusion in their internal thought

But this assumes that word meaning and natural language semantics correspond

directly to mental concepts.

By contrast, Paradis (1979, 1985) argues that both language systems are connected to

a conceptual-experiential level of cognition

In fact, the situation is probably a mixture of these two positions:

• WATs and other tests show concrete concepts like tree and table seem to be

shared, as in ‘compound’ diagram B above

• but abstract concepts like freedom and justice are language-specific, as in

‘coordinate’ diagram A above

words identical in meaning and similar in form seem to share a single ‘lexical entry’

die Karotte carrot la carotte

die Adresse address l'adresse

but the systematic semantics of the individual languages may still differ, thus German

has rough synonyms:

Karotte Mohrrübe

Adresse Anschrift

57

probably semantic systems overlap with some areas shared and others distinct, e.g.

English ball spheric, bouncy, for play

French balle spheric, bouncy, for play, small

� given French ballon for larger, inflatable spheres, while these features are

irrelevant for English ball

7.4.3 Bilingual phonology and syntax

Extended system hypothesis: phonemes of L2 are processed as allophones of L1 phonemes

Dual system hypothesis: separate phonemic systems for L1 & L2

Tripartite system hypothesis: shared phonemes in one system with separate phonemes

in separate systems

Stop consonants p t k, b d g could be shared in bilingual German-English system

but English fricatives in then and thin, and German fricatives in ich and ach must occur

in separate systems

Similarly:

• syntactic structures of L2 could be processed in accordance with L1 syntax

• L1 & L2 could have separate syntactic systems

• shared structures could be processed the same while separate structures would

require separate processing

e.g. Germ & Engl NPs could be processed similarly with special processing for German

preposed participles like:

das von der Kandidatin gewählte Thema

58

7.4.4 Language processing in the bilingual brain

Depending how they're acquired, L1 & L2 may even be lateralized differently in brain:

• L2 lateralized in right hemisphere

• L2 less lateralized than L1

• L1 & L2 both less lateralized than in monolinguals

evidence from aphasia indicates that languages are separately organized in brain, but

not necessary lateralized separately

As Paradis (1979, 1985) shows, bilinguals comes in many types

bilinguals may differ with regard to:

• manner of acquisition (formal, informal)

• mode of acquisition (oral, written)

• method of acquisition (deductive, inductive, analytic, global)

• age of acquisition (during or after critical period)

• stage of acquisition

• degree of proficiency

• frequency and modes of use

• language-specific features of L1 & L2

• sharing features and rules at various levels

on every linguistic level, structures might be shared or separate

e.g. if L1 speaker produces L2 perfectly, except for phonetics, i.e. has lots of interference

from L1 to L2 at the level of phonetics, we could model the situation as follows:

59

L1 L2

conceptual level single system

semantics x -- y

syntax x -- y

morphology x -- y

lexis x -- y

phonology x -- y

and if L1 speaker produces phonetically correct L2, but makes lots of interference errors

in grammar and word choice, we could model the situation as follows:

L1 L2

conceptual level single system

semantics x -- y

syntax x -- y

morphology x -- y

lexis x -- y

phonology x -- y

60

Of course, some languages may naturally share structures at certain levels:

English-German bilinguals probably have a single set of stop consonants for both

languages, but German speakers need to add the fricatives in then and thin, and

English speakers need to add the fricatives in ich and ach and so on

Paradis presents three models of the bilingual brain:

• In the simplest model (on the left), the concepts of experience run through a set

of pipes and come out as either L1 or L2 (in the model Spanish and English).

• The next model (on the right) ignores the concepts and begins with separate

tanks for the words of L1 & L2; again pipes run down, and one language

spills out.

This second model corresponds to Weinreich’s “coordinate bilingual”;

61

• In third model, the concepts of experience

run through pipes representing L1 & L2, they

are assigned appropriate words from either

L1 or L2, and they flow into another set of

pipes, representing the grammar and

phonology, and finally flow out as either L1 or

L2

But, as in Weinreich, there’s no way in these models to account for interference

Since there's interference between the systems, some pipes may be playing a role in

both L1 and L2 systems, and the pipes must be leaky; since we can code-switch and

translate, there must be leakage in both directions

It’s probably necessary to complicate the third model:

The tanks of words from L1 or L2, need valves to turn them on or shut them off,

representing the decision to speak either L1 or L2 and block out the other;

As we saw above, the words must flow into separate sets of pipes, representing the

grammar, morphology and phonology of either L1 or L2 as well; but some pipes serve

both L1 & L2 systems to some extent, to account for interference

At all levels, we must allow leakage to explain how we can code-switch from L1 to L2

62

also possible:

comprehension is a single system for L1 & L2,

while production of L1 & L2 remains separate, because:

• comprehension precedes production in acquisition

• comprehension more advanced than production at all stages

• though we can choose not to speak L1 or L2, we can't choose not to comprehend

• production is lost before comprehension in aphasia

• comprehension returns before production in aphasia

again according to Paradis, we can envision:

• single coherent underlying conceptual system

• two cognitively separate systems - with some shared areas in semantics, syntax,

phonology

one system is suppressed due to context, frequency of contact etc

but word/phrase from suppressed system may intrude, especially during word search

there may be differences in processing due to acquisition history, strategies etc

63

8. Language comprehension

� means understanding what we hear and read

comprehension as active search for coherence and sense based on expectations arising

from context,

not a passive item-by-item recording and analysis of words in a linear sequence.

meaning and real-world expectations play a more important role than grammar

top-down versus bottom-up processing

Until the age of four, kids interpret a-d the same way; even adults require longer to

respond to c, d:

a. The cat chased the mouse.

b. The mouse was chased by the cat.

c. The mouse chased the cat.

d. The cat was chased by the mouse.

Asked to paraphrase e-g in their own words, subjects ‘normalized’ the sentences 60% of

the time:

e. John dressed and had a bath.

f. John finished and wrote the article on the weekend .

g. Don't print that or I won't sue you.

Asked if they saw any difference between g and their ‘incorrect’ paraphrase h, 53% still

said no

h. If you print that, I'll sue you.

� clearly, the ‘Reality Principle’ guides our comprehension of linguistic structures

64

8.1 Comprehension of words

Parallel Distributed Processing (PDP):

separate, simultaneous and parallel processes work to identify words

by pronunciation to recognize homophones lead N and led V pst

by spelling to recognize homographs wind N and wind V

by grammar to recognize smell as noun or verb

while hear can only function as verb

by semantics synonyms like little and small

antonyms like little and big

hyponyms like car versus vehicle etc.

PDP can link word meanings to perceptual and functional paradigms (how a thing looks,

sounds etc, what it's used for) related words and concepts

consider Tip-of-the-tongue (TOT) phenomena

you're trying to recall the word for the belief that life's events are preordained by a deity

you remember that the word begins with p

then that word begins with pre-

and that it ends with -tion

Bathtub Effect: recall is best for beginnings and ends of words, like the head and feet of

a person which are visible though the middle remains submerged in the tub

you recall associated words like:

predilection pretension Presbyterian p reordained

you finally come up with: predestination

65

Spreading activation networks: as the search progresses, more words and concepts are

accessed related in various ways,

including schematic knowledge, e.g. the association of Presbyterian and

predestination via 'religion'

8.2 Comprehension of sentences

Chomsky proposed Generative Transformational Grammar (TG) as a model of

Competence, suggesting that psycholinguists should figure out how Performance could

be related to his model

Psycholinguists began to test for transformational complexity

Sentences involving more transformations like PASSIVE, NEGATION, QUESTION

FORMATION etc should be harder to comprehend than sentences involving fewer

transformations

processing time should increase for sentences a-e:

a. Judy called the boy.

b. Judy didn't call the boy.

c. The boy was called by Judy.

d. The boy was not called by Judy.

e. Wasn't the boy called by Judy?

They found that negatives were harder to process than either passives or questions,

even though negation seemed like a simpler transformation

Subjects seemed to have difficulty processing negatives generally.

Consider the difficulty of:

It's not true that Wednesday never comes after a da y that isn't Tuesday.

66

Subjects also processed passives more easily than actives, if the passives made more

sense, e.g.

The struggling swimmer rescued the lifeguard.

The struggling swimmer was rescued by the lifeguard .

Apparently, semantics was more important than derivational complexity as predicted by

TG analysis

Garden Pathing is most obvious when we have to backtrack after an unexpected switch,

as in sentence a; the addition of this in sentence b, or a comma, as in sentence c,

eliminates the problem

a. Since Jay always jogs a mile

seems like a short distance to him

b. Since Jay always jogs a mile

this seems like a short distance to him

c. Since Jay always jogs,

a mile seems like a short distance to him

Garden pathing works both syntactically and semantically.

We follow expectations about constructions and meaning.

Garden pathing makes it so difficult to understand sentences which seem complete and

semantically simple, e.g.

The horse raced past the barn fell.

Compare: The horse that was raced past the barn fell.

67

Tests revealed other syntactic processing differences.

Right-branching constructions are easy to process:

This is the cat that chased the rat that stole the cheese that lay in the cupboard.

Here each construction is closed before the next is added.

But left-branching constructions are difficult.

The rat the cat chased stole the cheese.

Left-branching requires that the listener keep the first construction open (in short-term

memory) while processing the second. Adding a third makes processing impossible

because of the demands it places on short-term memory

The cheese the rat the cat chased stole lay in the cupboard.

8.3 Comprehension of metaphor

metaphors consist of three parts: tenor, vehicle, ground

tenor vehicle

billboards a re warts on the landscape

ground (tertium comparationis) = 'ugly protrusions on some surface'

Ortony (1975) argues that we comprehend metaphors in the same way we comprehend

explicit comparisons or similes like:

billboards are like warts on the landscape

in both cases, we must find the appropriate ground

68

even in literal comparisons such as: dogs are like cats

we must discover a common semantic property like 'pet' as the ground of the comparison

we need only certain aspects of the word meanings

In the metaphors below, different semantic aspects of butcher are dominant:

the pianist is a butcher

the surgeon is a butcher

This suggests that we always access just as much semantic content from the mental

lexicon as we need to comprehend the sentence at hand, not complete encyclopedic

information

Given a metaphoric statement like:

skyscrapers are the giraffes of a city

we identify a ground like 'tall compared to surroundings' as part of comprehension

process. And though the ground is unstated, tests show that it provides as good a cue

for recall as the tenor or vehicle.

Metaphors organize our understanding of the tenor; reversing tenor and vehicle usually

confuses the relation, as in:

warts are billboards on the body

69

Tests show that metaphors require longer to comprehend only in isolation

in appropriate contexts, metaphors require no longer than literal statements, as in:

Billboards are really offensive to look at.

They mess up the surrounding area.

Billboards are like warts on the landscape

Within a single sentence, prior context (as in A below) is more effective than subsequent

context (as in B) in triggering metaphoric interpretation:

A. The night was filled with drops of molten silver

B. Drops of molten silver filled the night.

Apparently, understanding metaphors in context is no different from regular

comprehension processes

Familiarity is also a factor in metaphor comprehension

Test subjects respond fastest to familiar metaphors, e.g.

Joe's the top cat around here

Telecommunications are further shrinking the globe

If the vehicle of the metaphor is unfamiliar or has no single salient property, comparison

is difficult and comprehension will be slow, e.g.

Judy's a real platypus at work

Bob's a regular isotope for politics

70

Metaphor may even be necessary and go unnoticed when language lacks any other word, e.g.

dead metaphor: face of a clock

moribund metaphor: cut into line

cf. knife through the line

Poetic metaphor involves anomaly, and requires extra processing time

I have measured out my life with coffee spoons

but many metaphors aren't anomalous, e.g. metaphoric proverbs may be both literally

true and consistent:

The early bird catches the worm

Like other metaphors, metaphorical proverbs seem to require no special processing in

appropriate discourse contexts

8.5 Comprehending sentences

Given-New Contract (Clark & Clark 1977):

Listeners expect information in a regular pattern.

Coherent texts generally exhibit a characteristic information flow:

• begin each utterance with given information

• then move on to new information

71

e.g. The ballerina captivated a musician during her perf ormance.

The one who the ballerina captivated was the trombo nist.

(with the ballerina as given and the rest of the first sentence as new)

In the second sentence, all the information is given, except the fact that the musician

was a trombonist. Hearing the first sentence reduces processing time for the second.

If the second sentence is altered as below, listeners are confused and processing times

increase.

The ballerina captivated a musician during her perf ormance.

The one who captivated the trombonist was the balle rina.