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Aus dem Institut für Medizinische Mikrobiologie (Direktor Universitätsprofessor Dr. med. Mathias Hornef) Spatial Epidemiology of Invasive Pneumococcal Disease Isolates from Children under Six in Germany Von der Medizinischen Fakultät der Rheinisch-Westfälischen Technischen Hochschule Aachen zur Erlangung des akademischen Grades einer Doktorin der Theoretischen Medizin genehmigte Dissertation vorgelegt von Stephanie Russo Perniciaro geb. Russo aus Champaign, Illinois (Vereinigte Staaten von Amerika) Berichter: Herr Privatdozent Dr. rer. nat. Mark van der Linden Frau Privatdozentin Dr. med. Irene Burckhardt Tag der mündlichen Prüfung: .....28.05.2019............. Diese Dissertation ist auf den Internetseiten der Universitätsbibliothek online verfügbar.

Stephanie Russo Perniciaro geb. Russo

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Page 1: Stephanie Russo Perniciaro geb. Russo

Aus dem Institut für Medizinische Mikrobiologie

(Direktor Universitätsprofessor Dr. med. Mathias Hornef)

Spatial Epidemiology of Invasive Pneumococcal Disease Isolates

from Children under Six in Germany

Von der Medizinischen Fakultät der Rheinisch-Westfälischen Technischen Hochschule Aachen

zur Erlangung des akademischen Grades einer Doktorin der Theoretischen Medizin

genehmigte Dissertation

vorgelegt von

Stephanie Russo Perniciaro geb. Russo

aus

Champaign, Illinois (Vereinigte Staaten von Amerika)

Berichter: Herr Privatdozent

Dr. rer. nat. Mark van der Linden Frau Privatdozentin

Dr. med. Irene Burckhardt Tag der mündlichen Prüfung: .....28.05.2019............. Diese Dissertation ist auf den Internetseiten der Universitätsbibliothek online verfügbar.

Page 2: Stephanie Russo Perniciaro geb. Russo

NOTICE

Parts of this dissertation are pre-published in the following peer-reviewed journal

article:

Perniciaro S., Imöhl M., Fitzner C., van der Linden M. Regional variations in serotype

distribution and vaccination status in children under six years of age with invasive

pneumococcal disease in Germany. PLoS ONE 14(1):e0210278.

Page 3: Stephanie Russo Perniciaro geb. Russo

Dedication

To the boo.

Page 4: Stephanie Russo Perniciaro geb. Russo

Table of Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .1

1.1 Invasive Pneumococcal Disease . . . . . . . . . . . . . . . . . . . . . . . . . . 1

1.2 Spatial Analysis in Epidemiology . . . . . . . . . . . . . . . . . . . . . . . . . 2

1.3 The German National Reference Center for Streptococci . . . . . . 3

2. Objectives . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4

3. Materials and Methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .5

3.1 Microbiological Methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .5

3.1.1The identification of Streptococcus pneumoniae . . . . . . .5

3.1.2 Serotyping Streptococcus pneumoniae . . . . . . . . . . . . . . 6

3.2 Statistical Methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .7

3.2.1 IPD case definition and study inclusion criteria . . . . . . . 7

3.2.2 Geographic analysis groups . . . . . . . . . . . . . . . . . . . . . . .7

3.2.3 Vaccination status definitions . . . . . . . . . . . . . . . . . . . . . 8

3.2.4 Statistical analyses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8

4. Results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .10

4.1 Invasive Pneumococcal Disease Rates . . . . . . . . . . . . . . . . . . . .10

4.2 Serotype Distribution . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .11

4.2.1 Vaccine serotypes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11

4.2.2 Non-vaccine serotypes . . . . . . . . . . . . . . . . . . . . . . . . . . 13

5. Discussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .15

6. Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18

7. Literature . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .19

8. Appendices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27

Figure 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .29

Figure 2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .30

Figure 3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .31

Figure 4 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .32

Figure 5 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .33

Figure 6 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .34

Figure 7 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .35

Figure 8 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .36

Page 5: Stephanie Russo Perniciaro geb. Russo

Figure 9 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .37

Table 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .38

Table 2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .39

Table 3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .40

Table 4 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .42

Table 5 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .44

9. List of Publications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .48

10. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49

Page 6: Stephanie Russo Perniciaro geb. Russo

Listing of Abbreviations

ATCC American Type Culture Collection

CI Confidence Interval

CLSI Clinical & Laboratory Standards Institute

CO2 Carbon Dioxide

GNRCS German National Reference Center for Streptococci

IPD Invasive Pneumococcal Disease

mL Milliliter, 1 x 10-3 liter

µL Microliter, 1 x 10-6 liter

mm Millimeter, 1 x 10-3 meter

µg Microgram, 1 x 10-6 gram

NVT Non-Vaccine Type

OR Odds Ratio

PCV7 Seven-valent Pneumococcal Conjugate Vaccine (serotypes 4, 6B, 9V, 14, 18C, 19F, 23F)

PCV10 Ten-valent Pneumococcal Conjugate Vaccine (serotypes 4, 6B, 9V, 14, 18C, 19F, 23F, 1, 5, 7F)

PCV13 Thirteen-valent Pneumococcal Conjugate Vaccine (serotypes 4, 6B, 9V, 14, 18C, 19F, 23F, 1, 5, 7F, 3, 6A, 19A)

PCV15 Fifteen-valent Pneumococcal Conjugate Vaccine (serotypes 4, 6B, 9V, 14, 18C, 19F, 23F, 1, 5, 7F, 3, 6A, 19A, 22F, 33F)

PCV20 Twenty-valent Pneumococcal Conjugate Vaccine (serotypes 4, 6B, 9V, 14, 18C, 19F, 23F, 1, 5, 7F, 3, 6A, 19A, 22F, 33F, 15B, 12F, 10A, 11A, 8)

SSI Statens Serum Institute

VE Vaccine Effectiveness

VT Vaccine Type

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1. Introduction

1.1 Invasive Pneumococcal Disease in Germany Invasive pneumococcal

disease (IPD) is responsible for nearly half a million deaths per year in children under

five, and also represents 5% of all-cause child mortality (World Health Organization

2013). IPD is caused by the bacterium Streptococcus pneumoniae, or pneumococcus, a

Gram-positive diplococcus whose major virulence factor is a polysaccharide capsule,

which helps the bacteria evade phagocytosis. The polysaccharide capsule antigens

provide the basis for classifying pneumococci by serotype (Frankel et al. 1996). To date,

approximately 94 serotypes have been identified, with ongoing debate (Burton et al.

2016, Geno et al. 2017, Manna et al. 2018) about structural and genetic differences

accounting for the necessary approximation.

Pneumococci are common nasopharyngeal flora, as well as a frequent cause of

noninvasive pediatric infections, particularly otitis media (Somech et al. 2011). When

pneumococci are involved in invasive infections, a majority of cases are confined to three

clinical presentations: meningitis, bacteremic pneumonia, and sepsis. Mortality rates for

IPD depend on the presentation and population in which the disease is occurring, and so

reports vary from 10 to 50% (Cartwright 2002). In addition to being deadly, IPD can also

result in long-term disability, including paralysis, deafness, and amputation (Imöhl et al.

2015). Disease surveillance on pediatric IPD is ongoing throughout the world, with a

notable uptick following the development of pneumococcal conjugate vaccines (PCVs),

which are a common component of childhood immunization programs (World Health

Organization 2017).

Three PCV products have been licensed in Germany: PCV7, approved in July 2006,

followed by PCV10 and PCV13, both of which were approved in 2009, with the latter

replacing PCV7. PCV13 currently has the vast market share of infant pneumococcal

vaccination in Germany (Weiss et al. 2015). The choice of vaccine products, as well as

the decision to vaccinate, is made by the parents (in consultation with the pediatrician).

The Standing Committee on Vaccinations of the Robert Koch Institute issued a

recommendation for all infants to receive the pneumococcal conjugate vaccine in 2006 (a

recommendation for premature, chronically ill, or immunodeficient children was made in

2001) (Robert Koch Institute 2006, Robert Koch Institute 2001). The original vaccination

recommendations were for a 3+1 dosing schedule (third, and fourth, and fifth months of

life, with a booster at 11-14 months), but in August 2015, the committee announced a

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2

change to a 2+1 dosing schedule (third and fifth months of life, with a booster at 11-14

months) (Robert Koch Institute 2015).

Following the introduction of the childhood vaccination program in Germany, a complete

shift in IPD serotype distribution has been described (van der Linden et al. 2016).

Vaccine-type serotypes in the country as a whole have decreased significantly, and some

herd protection effects, in which vaccine-type IPD decreases even in populations without

direct protection, like unvaccinated children and adults, have been reported as well (van

der Linden et al. 2015).

1.2 Spatial Analysis in Epidemiology Typical methods in spatial analysis focus

on distances (which consider the relationship between points on a map) and areas (which

focus on counts in sub-regions of the study area). In epidemiology, the points or counts

typically come from cases of a disease or health outcome of interest, referred to

generically as “events”. The pattern between these events can either be randomly

distributed or clustered (Gatrell et al. 1996). These clusters can then be described in

relation to other disease-relevant variables, such as vaccination uptake for vaccine-

preventable diseases (Thanh et al. 2016), local air pollution measurements for asthma

(Nnoli et al. 2018), or neighborhood safety measurements for incidents of gun violence

(Walker et al. 2014, Larsen et al. 2017).

Most epidemiological studies using spatial analysis have either tracked acute outbreaks

of highly-contagious infectious diseases, such as Zika virus, malaria, or H5N1 influenza

(Zambrana et al. 2018, Odhiambo et al. 2018, Souris et al. 2010), or long-term

environmental exposure data relating to chronic diseases, ranging from childhood cancer

to Type II diabetes mellitus to Parkinson’s disease (Oliveira Friestino et al. 2018, Zhang

et al. 2018, Shin et al. 2018). With improvements in computing power and data collection,

spatial analyses are increasingly being included as a component of non-epidemic, or

endemic, infectious disease surveillance (Lee et al. 2018), though few studies from spatial

analysis of IPD surveillance data exist (Gjini 2017, Amrine-Madsen et al. 2008).

For the surveillance of IPD in Germany, spatial analysis has the potential to identify

geographic areas with lower vaccine uptake or higher incidence of disease, which can

signal to public health agencies and health educators that more interventions would be

beneficial in these areas. In addition, applying spatial analysis to the German National

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3

Reference Center for Streptococci (GNRCS) database allows for a finer focus on serotype

distribution and antibiotic resistance trends, which can help identify the origin of resistant

or widespread clones.

1.3 The German National Reference Center for Streptococci

The sample collection of the GNRCS is generated by voluntarily-participating hospital

and commercial microbiological laboratories, which send in bacterial isolates from cases

of IPD and a questionnaire containing limited, non-identifying clinical and demographic

information about the patient. The GNRCS performs microbiological and genetic testing

on the isolates (methods relevant to this study are described in detail in section 3.1) and

returns a detailed report to the laboratory of origin for each isolate. All data from IPD

isolates are recorded in a database housed at the GNRCS, which currently contains

information from over 83,000 streptococcal isolates from around the world.

The GNRCS has been collecting invasive pneumococcal isolates from children since

1997, and the surveillance program has been enhanced several times over the years, with

outreach from GNRCS personnel to the staff at microbiological laboratories. In North-

Rhine Westphalia, surveillance enhancement took place in 2001, and in Bavaria and

Saxony, surveillance enhancement took place in 2006, after which the GNRCS

surveillance area covered approximately 32 million residents of Germany. In 2010, the

remaining 13 federal states were also brought into enhanced surveillance, resulting in the

whole population of Germany (around 80 million people) being included in the enhanced

surveillance area (Rückinger et al. 2008, van der Linden et al. 2012).

Coinciding with the universal infant PCV recommendation, the Robert Koch Institute

also founded the online reporting system Pneumoweb in 2007, in which descriptions of

the invasive isolates are sent in by clinical and microbiological laboratories. The

laboratories can then print out this data and send it in with their isolates, in lieu of

completing the GNRCS questionnaire. In the most recent year of data collection, 1 July

2017 to 30 June 2018, the GNRCS received over 4700 samples, 3,281 of which were

from cases of IPD in Germany, of which, in turn, 175 were from children under 16.

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4

2. Objectives

The expected output of this project is a statistical analysis comparing the estimated

incidence and serotype distribution of invasive pneumococcal disease occurring in

children under six years of age between population-normalized regions of Germany.

Of particular public health interest, this analysis will allow for regional comparisons of

the changes in the distribution of vaccine-type serotypes following the implementation of

the childhood immunization program in 2006, which will in turn provide insights into

vaccine impact and contribute to the ongoing, hotly-contested issue of pneumococcal

vaccine schedule recommendations.

The value of this analysis lies in the potential to identify differences in regional disease

rates, compositions, and contributing factors thereto, and to develop strategies to reduce

disease in problem areas.

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5

3. Materials and Methods

3.1 Microbiological Methods

3.1.1 The identification of Streptococcus pneumoniae Streptococcus

pneumoniae strains, also called pneumococci, can be differentiated from other alpha-

hemolytic (viridans) streptococci by morphological and chemical methods. While some

pneumococci are slimy and shiny, others show a small depression at the center of their

circular colonies. Thus, the appearance of the colonies can vary, and so further

confirmation is often needed. The GNRCS protocols (Isenberg 1992) for the

identification of Streptococcus pneumoniae rely on two chemical test criteria: optochin

sensibility and bile solubility. Pneumococci are generally optochin-susceptible and bile-

soluble. In Germany, very few strains are optochin-resistant, but even these few strains

remain bile-soluble, so the combination of both techniques offers a stable, reliable

diagnosis.

To determine optochin-susceptibility, alpha-hemolytic streptococci are grown on sheep

blood agar plates and incubated for 24 hours with 5% CO2. From this plate, a sterile swab

is used to prepare a suspension in a 0.9% saline solution. This suspension is then

transferred to a separate sheep blood agar plate to ensure smooth and even inoculation.

An optochin disk (5µg, oxoid, DD0001B) is placed in the middle of the plate, and the

plate is incubated overnight at 37°C and 5% CO2. An inhibition zone (a generally circular

area of no bacterial growth surrounding the disk) of > 14 mm indicates a pneumococcus.

A complete lack of an inhibition zone indicates other viridans streptococci. An inhibition

zone of < 14 mm indicates questionable results and these samples also require bile-

solubility testing.

To determine bile solubility, three colonies from the original plating of alpha-hemolytic

streptococci are suspended in 1 mL 0.9% saline solution, which is distributed evenly

between two vials, one labeled “Test” and the other labeled “Control”. Four drops of 10%

bile (deoxycholic acid) solution are then added to the “Test” vial. Four drops of 0.9%

saline solution are added to the “Control” vial. Both vials are gently mixed by vortex

mixer and incubated for two hours at 37o C in the absence of CO2. The clarity of the

resultant solutions is used to indicate a positive or negative reaction. When the “Test” vial

is less cloudy than the “Control” vial, this is considered a positive reaction and indicates

that the sample is Streptococcus pneumoniae. When both the “Test” and “Control” vials

remain cloudy, this is a negative result and indicates that the sample is a different alpha-

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6

hemolytic Streptococcus species. All reagents used in the bile-solubility test are checked

weekly with control strains Streptococcus pneumoniae ATCC 46919 as a positive control,

and Streptococcus salivarius ATCC 13419 as a negative control.

All alpha-hemolytic Streptococci that are both bile-soluble and optochin-susceptible are

recorded as Streptococcus pneumoniae. All samples that are not bile-soluble and are

optochin-resistant are considered to be other alpha-hemolytic Streptococci and are

separated for further identification tests. Any samples with questionable results (for

example, optochin-resistant and bile-soluble) are not considered a positive identification

of Streptococcus pneumoniae, and these samples are also separated for further

identification tests.

3.1.2 Serotyping Streptococcus pneumoniae Samples that have been

positively identified as Streptococcus pneumoniae are then further differentiated by their

type of capsular polysaccharide, which is their serotype. The GNRCS protocol relies on

the Neufeld test to determine serotype (Neufeld 1902, Lund and Henrichsen 1978). The

Neufeld test is based on the optical appearance of swelling under the microscope, caused

by a reaction of the polysaccharide capsule of Streptococcus pneumoniae when the strains

are exposed to specific antigens (antibodies derived from rabbits) present in sera.

From the original plating of a sample positively identified as Streptococcus pneumoniae,

an inoculation loop is passed two or three times over the plate, collecting several colonies,

and placed directly into an Eppendorf tube containing 300 µL 0.9% saline solution and

one drop of methylene blue dye, creating a bacterial suspension.

Then, 4 µL of the bacterial suspension is mixed with 4 µL of each applicable test

antiserum on a single glass microscope slide. The resulting mixture on the slide is then

covered with a cover slip the reactions are observed under the microscope.

The Neufeld test follows a fixed scheme for the identification of Streptococcus

pneumoniae. Each sample is tested by omni sera, pool antisera (sera A-I and P-T), type

sera/group sera (sera 1-48), and factor sera as necessary to complete the serotype

identification. Detailed descriptions of the sera reactions necessary to identify particular

serotypes are excerpted as Figure 1 from pages 27-29 of Streptococcus pneumoniae:

Textbook in Diagnosis, Serotyping, Virulence Factors and Enzyme-linked

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7

Immunosorbent Assay (ELISA) for Measuring Pneumococcal Antibodies (Skovsted

2017).

As an example, a sample is first tested with omni serum, which comprises all known

serotypes, with a positive result. The sample is then tested against pool sera A, B, C, D,

E, F, G, H, I, P, Q, R, S, and T. Pool sera C and P are positive, so the sample is from

serogroup 7. The sample is then tested with factor sera 7b, 7c, 7e, and 7f. Factor serum

7e is positive, so the sample is serotype 7B.

Very rarely, mutation events cause some strains to have damaged capsules or no capsules

at all, and so no reactions occur during the Neufeld test. These strains are separated for

further identification methods. All reactions and results are documented on a laboratory

report form, which is included in each sample’s record when it is scanned and stored at

the GNRCS.

3.2 Statistical methods

3.2.1 IPD case definition and study inclusion criteria IPD cases were

limited to isolates in the GNRCS collection from invasive infections confirmed to be

Streptococcus pneumoniae, see Section 3.1.1. An invasive infection was defined as the

isolation of Streptococcus pneumoniae from a normally-sterile site, such as the blood or

cerebrospinal fluid (European Union Commission 2018). In this study, isolates from

children residing in Germany who were at least 90 days old but younger than six years of

age, and who were born after 1 July 2007 (one year after the onset of the general infant

vaccination recommendation) were included in the analysis to ensure that all children in

the post-vaccination period were within the age window to have been vaccinated in

infancy. A flowchart describing IPD cases included in the study analysis and the study

population breakdown can be found in Figure 2.

3.2.2 Geographic analysis groups The 16 federal states of Germany were

combined into four geographic analysis groups of between one and seven federal states,

based on the population of children under six residing in districts which had ever sent a

sample to the GNRCS during the study period, shown in Figure 3. Each geographic group

corresponds to approximately 700,000 children.

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3.2.3 Vaccination status definitions Information on vaccination status was

either included on the GNRCS questionnaire that accompanies the isolate, or retrieved

through telephone follow-ups by the GNRCS staff. No identifying information was stored

at any time by the GNRCS. Vaccination status was separated as follows: “unknown”

(excluded from analysis), “unvaccinated” (child had not received any doses of vaccine at

time of infection), “vaccinated” (child had received at least one dose of vaccine at time

of infection), and “correctly-vaccinated” (child had received the age-appropriate number

of vaccine doses within 14 days of the prescribed timeframe). Children who received

mixed doses (i.e., one dose of PCV7 and one dose of PCV13) were excluded from

analysis. That is to say, children in the respective analysis groups (PCV7, PCV10, and

PCV13) were either vaccinated exclusively with the specified vaccine or wholly

unvaccinated.

The pneumococcal seasons July 2007 through June 2015 are covered by the same vaccine

schedule recommendation (three primary doses plus one booster dose). Later seasons

were excluded due to the change in vaccine schedule recommendation (to a 2+1

schedule). Vaccination age cohorts are defined as follows: at least one dose (≥90 days

old), post-primary series (between 150 and 449 days old), and post-booster (>449 days

old).

3.2.4 Statistical analyses Traditional spatial analysis methods, such as

cluster analysis and spatial regression, were not appropriate for this dataset for two

reasons. First, the sample sizes of IPD cases when separated by geographic district were

very low, which results in highly variable incidence estimates and unreliable models, see

Figure 4. Second, the GNRCS collection is generated from voluntary submissions by

microbiological laboratories, so there is no guarantee that all IPD cases are captured. In

fact, an audit of laboratories and hospitals in North Rhine-Westphalia showed that closer

to 50% of IPD cases are sent to the GNRCS (Reinert et al. 2005). Each geographic district,

therefore, does not have equal likelihood of submitting a sample to the GNRCS, even

when adjusted for population and age. Because of the poor fit with traditional spatial

analysis methods, the data were grouped by geographic analysis groups as described in

Section 3.2.2. Individual federal states provided stable incidence levels overall, but when

analyzing serotype distribution trends, sample sizes were again too small to ensure model

stability, see Figure 5.

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9

Multivariate models using Firth’s bias-reduced logistic regression (Heinze 2006) were

designed with invasive infection from a specified serotype or specified serotypes fixed as

the outcome variable and vaccination status, age of child, year of infection (divided in

pneumococcal seasons from 1 July to 30 June), geographic group of residence, residence

in the former East German federal states (Brandenburg, Mecklenburg-Western

Pomerania, Saxony, Saxony-Anhalt, Thuringia) versus the former West German federal

states (Baden-Württemberg, Bavaria, Bremen, Hesse, Hamburg, Lower Saxony, North

Rhine-Westphalia, Rhineland-Palatinate, Schleswig-Holstein, Saarland) as predictor

variables. Samples from Berlin were excluded in East Germany versus West Germany

comparisons. Regional district-level demographic data from the 2011 census for median

household size, per capita income, percentage of adults without secondary education,

percentage of unemployment, and percentage of children under six years of age enrolled

in public daycare were added as additional predictor variables. Models were also run with

the vaccination status as the outcome variable and the demographic and geographic

variables as the predictor variables.

Univariate models were constructed first, for all vaccine type (VT) serotypes in groups,

and for single serotypes with at least 10 occurrences in the study period (Vittinghoff and

McCulloch 2006). Predictor variables with P ≤0.20 were selected for the multivariate

models. Multivariate models were constructed using forward stepwise logistic regression

and McFadden’s pseudo R2 to optimize model fit. Multiple logistic regression models

were run separately for each age cohort and each vaccine type. For multiple regression

models, 95% confidence intervals (95%CIs) of the odds ratio (OR) that did not cross one

were considered statistically significant.

Differences in the proportion of serotype distribution and differences in the proportion of

vaccinated versus unvaccinated cases across the geographic groups were measured with

Fisher’s exact test, with a Dunn-Šidák correction for multiple testing, yielding a

significance threshold of 0.002.

All analyses were performed with R (version 3.4.0, The R Foundation for Statistical

Computing, 2015). Map graphics were created with QGIS 2.18.10 (Quantum Geographic

Information System 2017, an Open Source Geospatial Foundation Project) using

shapefiles from the Global Administrative Areas database; bar graphs and tables were

made with Microsoft Excel 2016 and Microsoft Publisher 2016.

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4. Results

For the study population, the GNRCS received samples from 162 different laboratories

over the study period. When separated by geographic group, case numbers ranged

between 3 (the 2007-2008 season in the northeastern states) and 33 (the 2014-2015 season

in the southern states) during the post-vaccination period. The median age of infection

was 404 days (13 months).

A clear vaccination status was established for 71% (591/832) of IPD cases in children

over 90 days and less than six years old born after the onset of vaccination. Of these

children, 137 (23.2%) were unvaccinated and 454 (76.8%) had received at least one dose

of any PCV. Among cases for which the vaccination status was known, unvaccinated

children ranged from 19.5% in North Rhine-Westphalia to 29.2% in the southern states;

vaccinated children ranged from 70.8% in the southern states to 80.5% in North Rhine-

Westphalia. Vaccination status in Germany as a whole, by geographic analysis group, and

by former political division can be seen in Table 1. Multivariate models describing

variables associated with vaccination status can be found in Table 2. For the PCV7 group,

being unvaccinated was associated with the year of infection, and being correctly

vaccinated was positively associated with the percentage of adults without a secondary

education. No demographic variables reached statistical significance in the PCV10 group,

and in the PCV13 group, increasing per capita income was associated with being

unvaccinated, and in the post-booster cohort, residence in the southern federal states was

associated with being unvaccinated.

A comparison of the demographic variables from the 2011 census included in the

multivariate logistic regression models (percentage of unemployment, median household

size, annual per capita income, percentage of adults with no secondary education, and

percentage of children enrolled in public daycare), separated by geographic analysis

group and by former political group, can be found in Figure 6.

4.1 Invasive Pneumococcal Disease Rates

As mentioned in section 3.2.4, when examining IPD cases reported to the GNRCS per

100,000 residents under six years of age, the residential district level proved too narrow

of a geographic focus to provide sufficient model stability. The 2013-2014 pneumococcal

season, used as an example for Figure 4 and Figure 5, showed a range from zero to seven

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11

cases at the regional district level. However, of the 402 regional districts, 321 (79.9%)

reported zero cases and 57 (14.2% overall, and 70.4% of regional districts reporting any

cases during the 2013-2014 season) reported only one case.

The federal state level was more stable for an overall assessment of reporting rates on a

season-by-season basis. For the 2013-2014 season, each of the 16 federal states reported

at least one case, with a range of one to 29 cases. These case numbers, per 100,000

residents under six years old, yielded case reporting rates of between 1.51 per 100,000

(Berlin) and 5.91 per 100,000 (Brandenburg). However, when looking for differences in

serotype distribution, the case numbers at the federal state level again became too small

for meaningful analysis. With a single simple classification (PCV13 serotypes versus

non-vaccine serotypes), the reported case number in the 2013-2014 season ranged from

zero to eight, with eight (50%) federal states reporting zero PCV13-serotype IPD cases

and an additional four (25%) reporting only one case of PCV13-type IPD. This resulted

in a vaccine-type IPD case per 100,000 residents range of 0 to 2.03 per 100,000, with a

mean value of 0.59 per 100,000.

To have a more reliable estimate of reported IPD rates across Germany, geographic

analysis groups were formed as described in section 3.2.2. Here, cases reported in the

2013-2014 season ranged from 4 to 12, resulting in a range of 0.51 to 1.81 PCV13-type

IPD cases per 100,000 residents, with a mean rate of 0.91 cases per 100,000. The

Germany-wide rate was 0.88 vaccine-type IPD cases reported per 100,000, so the

geographic analysis groups provide a more similar mean rate than the individual federal

states. The sample sizes of grouped and individual serotypes across the post-vaccination

pneumococcal seasons were too low to examine at the regional district or federal state

level, so the regression models were applied only to the geographic analysis groups to

ensure reliable results.

The distribution of IPD samples from children under six years of age with a known

vaccination status across each geographic analysis group per 100,000 residents during the

post-vaccination seasons is shown in Figure 7.

4.2 Serotype Distribution

4.2.1 Vaccine serotypes The persistence of vaccine type serotypes following

the onset of the infant vaccination recommendation is shown in Figure 8. In the PCV7

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12

group (n = 244), summarized in Table 3, the OR for invasive infection with a VT serotype

was 6.84 in unvaccinated children for children old enough to have received at least one

dose, while the OR for serotype 19F was 7.17. In the post-primary series cohort (n =110),

unvaccinated children had significantly higher odds of contracting serotype 19F IPD. In

the post-booster cohort (n = 88), odds of VT IPD were significantly higher in

unvaccinated children. In the PCV7 group, in addition to vaccination status, residence in

the northeastern federal states, residence in North Rhine-Westphalia, residence in the

southern federal states, residence in former East Germany, median household size, and

percentage of children enrolled in public daycare were statistically significant predictor

variables for at least one serotype.

The PCV10 group, summarized in Table 4, was smaller (n =149), with many individual

serotypes yielding sample sizes too small to ensure model stability. In children old enough

to have received one dose, VT IPD (OR = 4.52, adjusted for year of infection, median

household size, and residence in the southern federal states) and IPD from the three non-

PCV7 serotypes (OR = 13.35) had higher odds of occurring in unvaccinated children. In

the post-primary series cohort (n = 74), VT IPD was significantly higher (OR = 7.29,

adjusted for per capita income, year of infection, residence in former East Germany, and

percentage of children in public daycare) in vaccinated children. For the PCV10 group,

variables besides vaccination status which reached statistical significance in at least one

of the multivariate models included median household size, year of infection, percentage

of children enrolled in public daycare, and residence in North Rhine-Westphalia, though

many of these also had wide confidence intervals.

In the PCV13 group (n=374), summarized in Table 5, in children old enough to have

received at least one dose, odds of VT IPD were higher in unvaccinated children across

all VT groupings: VT IPD had an OR of 6.21 (adjusted for year of infection, age of child,

residence in the southern federal states, per capita income, and percentage of children

enrolled in public daycare); PCV10 serotypes had an OR of 7.85; PCV7 serotypes had

an OR of 7.65; PCV13non7 types had an OR of 3.03; PCV13non10 types had an OR of

2.13. Among single serotypes, unvaccinated children had higher odds of IPD caused by

serotypes 19F, 6A, 6B, and 7F (OR=3.67, OR= 8.83, OR= 16.05, and OR= 7.48,

respectively).

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13

In the post-primary series cohort (n=177), unvaccinated children had significantly higher

odds of VT IPD, PCV7 type IPD, PCV10 type IPD, PCV13non7 IPD, PCV13non10 IPD,

as well as IPD from single serotypes 14 and 19A. Aside from vaccination status, the

following variables reached statistical significance in the multivariate models at least

once: year of infection, age of child, residence in the northeastern federal states,

percentage of unemployed adults, percentage of children enrolled in public daycare,

residence in North Rhine-Westphalia, per capita income, median household size,

residence in the central federal states, and residence in the southern federal states.

4.2.2 Non-vaccine serotypes In the PCV7 group, in children old enough to

have received one dose, residence in the former East Germany was significantly

associated with serotype 19A IPD and serotype 23B IPD, though this association

disappeared in the older age cohorts. In the post-primary series cohort (n =110) of the

PCV7 group correctly-vaccinated children had higher odds of contracting Serotype 12F

IPD.

The smaller PCV10 group still had a few significant associations. In children old enough

to have received one dose, IPD from serotypes 10A and 15B had higher odds (OR = 7.54

and OR = 11.87, respectively) of occurring in correctly-vaccinated children. In the post-

primary series cohort (n = 74), IPD from serotype 15B was significantly associated with

correctly-vaccinated children (OR = 10.10). In the post-booster cohort (n = 46), serotype

3 was significantly associated with correctly-vaccinated children, but the confidence

interval was very wide (OR 79.47, CI: 2.45-15531.60, adjusted for age of child and

percentage of children enrolled in public daycare).

In the PCV13 group (n=374), in children old enough to have received at least one dose

had lower odds of IPD from serotype 24F (OR= 0.36). In the same age cohort, correctly

vaccinated children were associated with infection from serotype 10A (OR=3.23). In the

post-primary series cohort (n=177), unvaccinated children continued to have significantly

lower odds of IPD from serotype 24F. Correctly-vaccinated children in this cohort had

higher odds of getting IPD from serotype 10A. In the post-booster cohort (n=147) of the

PCV13 group, correctly-vaccinated children had higher odds of infection from serotype

15C.

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14

The proportion of non-vaccine serotypes significantly increased over the study period

across three of the four geographic groups and in Germany as a whole; however, no single

serotype increased significantly when comparing the 2007-2008 season to the 2014-15

season. Some regional differences can still be seen among non-vaccine serotypes.

Percentages of selected non-vaccine serotypes by geographic analysis group are shown

in Figure 9.

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15

5. Discussion

This study shows only the data from children who had IPD, and so making demographic

characterizations about the population of German children as a whole is difficult, as we

do not know the vaccination status and adherence to the recommended vaccination

schedule of children who did not contract IPD. The voluntary nature of IPD reporting in

Germany is a continual hurdle for studies using the GNRCS collection. However, the data

here show a fairly consistent rate of representation across the federal states, taking

population into account, see Figure 5.

The variable most often significantly associated with IPD from particular serotypes in the

141 multivariate models generated in this study was vaccination status (23.4%), followed

by year of infection and demographic variables (each 14.1%), followed by age (9.9%),

with geographic variables showing a significant association the least often (in 8.5% of the

models). These results show that vaccination status is a strong indicator of VT IPD

infection: unvaccinated children had higher odds of VT infections as a whole, and in some

individual VT serotypes as well (serotype 19F in the PCV7 group and serotypes 14, 19A,

19F, 6A, 6B, 7F in the PCV13 group), while correctly-vaccinated children had higher

odds of non-VT IPD (serotype 12F in the PCV7 group, serotypes 10A, 15B and 3 in the

PCV10 group, and serotypes 10A and 15C in the PCV13 group). These results are

consistent with several PCV effectiveness studies in countries with PCV programs

(Balsells et al. 2017, Cho et al. 2017, Camilli et al. 2017) and with serotype distribution

studies that have been conducted in countries yet to implement these programs (Tam et

al. 2017, Singh et al. 2017, Zhang et al. 2017), which collectively emphasize the

importance of vaccination in preventing VT IPD.

Interestingly, no significant differences were found in IPD incidence estimates, serotype

distribution or vaccination status between former east and west federal states in this study,

which is a departure from previous results (Siedler et al. 2005). Extending this analysis

to the full population of Germany may help establish if this trend is only occurring in

young children, or if it can be applied across all age groups.

Some differences between geographic groups are evident, particularly in non-vaccine

serotypes, which may indicate that population-normalized regional analysis is useful for

determining newly ascendant serotypes and identifying pockets of persistent vaccine

serotypes. Upcoming serotypes identified here from the 2014-2015 season include 12F in

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16

the central and northeastern states of Germany, which is echoed by studies in France

(Alari et al. 2016, Lepoutre et al. 2015), Brazil (Azevedo et al. 2016), and Israel (Ben-

Shimol et al. 2016). Serotype 38, common in the northeastern states of Germany, was

also seen in the UK (Brueggemann et al. 2003), Finland (Hanage et al. 2005), and

Hungary (Tóthpál et al. 2015). Serotype 15C was on the rise in North Rhine-Westphalia,

the northeastern states, and the southern states, which is corroborated by results from

Canada (Deng et al. 2015), Uruguay (Gabarrot et al. 2014), and South Korea (Cho et al.

2016). Serotype 10A was increasing in North Rhine-Westphalia, the central states, and

the northeastern states, as well as in non-invasive isolates in Japan (Kawaguchiya et al.

2016) and IPD in South America (Azevedo et al. 2016, Gabarrot et al. 2014, Hawkins et

al. 2017). All four of the preceding serotypes appear in a global review of upcoming

serotypes (Balsells et al. 2017).

Serotypes 7F, 38, 19A, 3, and 33F have been identified as having a high invasive capacity

(Yildirim et al. 2017). In the PCV13 group, these serotypes comprised 26.3% of IPD

cases (26.9% in unvaccinated children; 21.7% in correctly-vaccinated children) in

children under six during the most recent four seasons, which supports the importance of

the role of these serotypes in childhood IPD.

While few studies (Amrine-Madsen et al. 2008, Brueggemann et al. 2004) have included

the use of geographic analysis groups in IPD surveillance, the use of postal codes to

approximate socioeconomic status was recently validated (Link-Gelles et al. 2016) and

presents further potential for expanding upon spatial epidemiology studies of IPD in

Germany, particularly for adults (preliminary studies using postal codes in children under

six had sample sizes too low for model stability), which may soon be of greater interest

due to the possible implementation of a PCV recommendation for older adults.

Unvaccinated and incorrectly-vaccinated children represent nearly all (94%, 207/220) VT

cases of known vaccination status in the post-PCV era. While several studies have shown

both the 3+1 and 2+1 administration schedules to be highly effective at preventing VT

IPD in children (Weinberger et al. 2016, Deceuninck et al. 2015), previous work by the

GNRCS (van der Linden et al. 2016) has described troubling laxity in vaccine

administration in Germany. While receipt of any PCV dose has been shown to be better

than no dose at all (Moore et al. 2015), the increased effect of being unvaccinated shown

here for VT IPD in the post-primary series age cohorts of the PCV10 and PCV13 groups

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17

(the PCV7 group having lost statistical significance in the post-primary series age cohort)

provides additional evidence (Andrews et al. 2014) that more PCV doses provide better

protection from VT serotypes.

While it is encouraging to see that rates of vaccination in children with IPD are fairly

consistent throughout Germany, with a range from 70.8% in the southern federal states

to 80.5% in North Rhine-Westphalia, the low rates of correctly-vaccinated children (from

13.5% in the southern federal states to 22.7% in the northeastern states) are problematic,

particularly in light of the recent change to the 2+1 schedule (Robert Koch Institute 2015).

Future analyses will examine the effect of a reduced schedule on childhood IPD.

Additionally, the third generation of PCVs is on the horizon (Alderson 2016), such as

PCV15, which includes all of the PCV13 serotypes plus 22F and 33F, and PCV20, which

includes all of the PCV13 serotypes plus 15B, 22F, 33F, 12F, 10A, 11A, and 8. The

anticipated coverage of these new products will continue to affect the serotype

distribution, so it will be of great interest to see if further regional differences in serotype

distribution develop as a result. Continued efforts to improve systemic surveillance IPD

in Germany are also underway, the impact of which will also need to be carefully

monitored.

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18

6. Summary

The protective effect of the infant pneumococcal conjugate vaccine recommendation can

be seen in Germany as a whole and in smaller regional groups. Comparisons between

population-normalized geographic regions of Germany show different serotype

distributions after program implementation, particularly in non-vaccine serotypes. The

prior distinct differences in serotype distribution in children between the former East and

former West German federal states have vanished.

Children under six remain a vulnerable group, but the occurrence of VT IPD in children

correctly vaccinated (using a three-dose primary series plus one booster dose) with

PCV13 was low. However, less than one in five children in Germany with IPD were

correctly vaccinated with PCV13 according to the recommended schedule.

For all PCV products used in Germany (PCV7, PCV10, and PCV13), vaccination status

was the most common statistically significant predictor of infection with a particular

serotype: Unvaccinated children old enough to have received at least one dose of vaccine

in the PCV7 group, the PCV10 group, and the PCV13 group had significantly higher odds

of contracting VT IPD.

Pneumococcal conjugate vaccines have had a massive impact on IPD cases in German

children, playing a major role in both risk of infection and in serotype distribution.

Despite a largely uniform population in terms of overall size, rate of vaccination, and

several demographic characteristics, there are regional differences in serotype

distribution, especially in non-vaccine serotypes.

Continued surveillance and better schedule adherence are essential to definitively

establishing the most effective PCV administration schedule, which is particularly

important given the recent change to the vaccine administration schedule in Germany and

the anticipated arrival of the third-generation pneumococcal conjugate vaccine.

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8. Appendices

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Figure 1. Key to Streptococcus pneumoniae Diagnostic Antisera Reactions. Excerpted from

pages 27-29 of The State Serum Institute Streptococcus pneumoniae Textbook in Diagnosis,

Serotyping, Virulence Factors and Enzyme-linked Immunosorbent Assay (ELISA) for Measuring

Pneumococcal Antibodies (2017) SSI Diagnostica, Oxford BioSystems.

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Figure 2. Flowchart of IPD cases included in regression analysis. All cases of IPD in Germany

occurring in children between 90 days and 6 years of age born after the start of the study period,

1 July 1 2007, to 30 June 2015, which fit the study criteria. Cases were grouped for analysis into

a PCV7 group, a PCV10 group, and a PCV13 group, as shown above.

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Figure 3. Population-based geographic analysis groups of children under 6 in Germany. The

population under 6 years of age based on data from the German Federal Statistical Office from

the 31 December 2015. Darker shades show districts which submitted at least one IPD isolate to

the GNRCS during the study period, 1 July 2007 to 30 June 2015.

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Figure 4. IPD by regional district per 100,000 residents under the age of six. Cases of IPD reported to the GNRCS during the 2013-2014 season from children less

than six years of age are shown. At left, all cases per 100,000 residents under six years of age are depicted; at right, districts reporting only one case of IPD during the

2013-2014 season are highlighted.

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Figure 5. IPD and VT IPD by federal state per 100,000 residents under the age of six. On the top left graphic, all reported IPD cases per 100,000 residents under

six years old are shown by federal state. In the top center and top right graphics, only PCV13-serotype IPD cases are shown. The bottom right shows PCV13-type case

reporting rates for the geographic analysis groups.

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Figure 6. Distribution of demographic variables from the 2011 census. Variables are displayed by geographic analysis group (at left, in color) or by former political

group (at right, in grayscale).

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Figure 7. IPD cases in children younger than 6 received by the GNRCS over the study period, 2007-2015. Cases of IPD per 100,000 residents under 6 years of

age are shown. Only cases with a known pneumococcal vaccination status are included.

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Figure 8. Persistence of Vaccine Serotypes in IPD following implementation of PCV13. Vaccine-type cases of IPD in children under six with a known vaccination

status and who received either only PCV13 or no vaccine at all are shown. No IPD cases from serotypes 5, 23F, or 4 occurred during the PCV13 period (seasons 2009-

2010 through 2014-2015). One case of serotype 18C IPD occurred in the 2010-2011 season, and one case of serotype 9V IPD occurred in the 2011-2012 season, both

of which were in unvaccinated children.

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Figure 9. Rising non-vaccine serotypes following PCV program implementation in

Germany. Percentage of selected non-vaccine serotypes causing IPD in children under six per

pneumococcal season, seen across the geographic analysis groups and Germany as a whole. While

the proportion of non-vaccine serotype IPD increased significantly in three of the four geographic

groups and across all of Germany (P=0.0388 in North Rhine-Westphalia, P=0.002 in the central

states, P=0.002 in the northeastern states, P=0.0006 in the southern states, P =1.30x10-9 in

Germany overall), no individual serotype reached significance when comparing the first and last

years of the study period.

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Table 1. Vaccination Status of children with IPD in Germany, 2007-2015. Vaccination status and percentage for each PCV are shown for Germany as a whole, for

the geographic analysis groups, and for Former East and Former West Germany.

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Table 2. Factors Influencing Pneumococcal Vaccination Status. Multivariate logistic

regression results describing associations of demographic and geographic variables with

pneumococcal vaccination status in children under 6 with IPD in Germany. No variables were

significantly associated in the PCV10 group.

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Table 3. Multivariate logistic regression results for the PCV7 group. Results are divided into

three age cohorts: old enough to receive one dose of vaccine (≥90 days), old enough to receive

the full primary series (150-449 days old), and old enough to receive the booster dose (>449 days

old). Bold font indicates a statistically-significant correlation between the serotype and the listed

variable.

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Table 4. Multivariate logistic regression results for the PCV10 group. Results are divided into

three age cohorts: old enough to receive one dose of vaccine (≥90 days), old enough to receive

the full primary series (150-449 days old), and old enough to receive the booster dose (>449 days

old). Bold font indicates a statistically-significant correlation between the serotype and the listed

variable.

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Table 5. Multivariate logistic regression results for the PCV13 group. Results are divided into

three age cohorts: old enough to receive one dose of vaccine (≥90 days), old enough to receive

the full primary series (150-449 days old), and old enough to receive the booster dose (>449 days

old). Bold font indicates a statistically-significant correlation between the serotype and the listed

variable.

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9. List of Publications

Perniciaro S., Imöhl M., van der Linden M. Invasive Pneumococcal Disease in Refugee

Children, Germany. Emerging Infectious Diseases (2018) 24:10 DOI:

10.3201/eid2410.180253

Perniciaro S., van der Linden M. Reassessing the 1 + 1 pneumococcal vaccine schedule.

The Lancet Infectious Diseases (2018) 18:4:381-382.

Imöhl M., Fitzner C., Perniciaro S., van der Linden M. Epidemiology and distribution of

10 superantigens among invasive Streptococcus pyogenes disease in Germany from

2009 to 2014. Public Library of Science ONE (2017) 12:7:e0180757.

van der Linden M., Falkenhorst G., Perniciaro S., Fitzner C., Imöhl M. Effectiveness of

Pneumococcal Conjugate Vaccines (PCV7 and PCV13) against Invasive

Pneumococcal Disease among Children under Two Years of Age in Germany. Public

Library of Science ONE (2016) 11:8:e0161257.

van der Linden M., Falkenhorst G., Perniciaro S., Imöhl M. Effects of Infant

Pneumococcal Conjugate Vaccination on Serotype Distribution in Invasive

Pneumococcal Disease among Children and Adults in Germany. Public Library of

Science ONE (2015) 10:7:e0131494.

van der Linden M., Perniciaro S., Imöhl M. Increase of serotypes 15A and 23B in IPD in

Germany in the PCV13 vaccination era. BioMedCentral Infectious Disease (2015)

15:207. DOI: 10.1186/s12879-015-0941-9.

Imöhl M., Möller J., Reinert R.R., Perniciaro S., van der Linden M., Aktas O.

Pneumococcal meningitis and vaccine effects in the era of conjugate vaccination:

results of 20 years of nationwide surveillance in Germany. BioMedCentral Infectious

Disease (2015) 15:61. DOI: 10.1186/s12879-015-0787-1.

van der Linden M., Winkel N., Küntzel S., Farkas A., Perniciaro S., Reinert R.R., Imöhl

M. Epidemiology of Streptococcus pneumoniae Serogroup 6 Isolates from IPD in

Children and Adults in Germany. Public Library of Science ONE (2013) 8:4:e60848.

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10. Acknowledgements

My profound and sincere thanks are heartily given to the following individuals for their

expertise, support, patience, guidance, assistance, and inspiration:

Leon Perniciaro

Mark van der Linden

Matthias Imöhl

Mareike Jaschek, Julia Junker, and Natalja Levina

Christina Fitzner

Mathias Hornef

Maike Schleibach

The following organizations have also contributed substantially to the successful

completion of this dissertation:

Destatis, the German Federal Statistical Office

The R Foundation for Statistical Computing

The Open Source Geospatial Foundation

Robert Koch Institute

Pfizer Deutschland GmbH

Uni und Kind eV

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Erklärung § 5 Abs. 1 zur Datenaufbewahrung Hiermit erkläre ich, dass die dieser Dissertation zu Grunde liegenden Originaldaten - in der Nationales Referenzzentrum für Streptokokken, Institut für

Medizinische Mikrobiologie des Universitätsklinikums Aachen

hinterlegt sind.

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Eidesstattliche Erklärung gemäß § 5 Abs. (1) und § 11 Abs. (3) 12. der Promotionsordnung Hiermit erkläre ich, Stephanie Russo Perniciaro an Eides statt, dass ich folgende in der von mir selbstständig erstellten Dissertation „Spatial Epidemiology of Invasive Pneumococcal Disease Isolates from Children under Six in Germany“ dargestellten Ergebnisse erhoben habe1: Bei der Durchführung der Arbeit hatte ich folgende Hilfestellungen, die in der Danksagung angegeben sind

Doktorandin Stephanie Russo Perniciaro

Kooperationspartner Matthias Imöhl

Statistikerin Christina Fitzner

Assistentinnen Mareike Jascheck Julia Junker Natalja Levina

Doktorvater Mark van der Linden

Summe (%)

Studienüberwachung 100 100

Studiendesign/Konzeption 60 10 10 20 100

Untersuchung der IPD Proben

100 100

Datenauswertung 100 100

Statistische Auswertung 100 100

Bereitstellung von Materialien

100 100

Interpretation der Datenauswertung

60 10 20 10 100

______________________________________ Unterschrift der Doktorandin/des Doktoranden Als Betreuer der obigen Dissertation bestätige ich die Angaben von Stephanie Russo Perniciaro ______________________________________ Unterschrift des Doktorvaters

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Stephanie Russo Perniciaro, geb. Russo

Geburtsdatum: 20 Oktober 1984 Geburtsort: Champaign, Illinois Geburtsland: Vereinigte Staaten von Amerika

Krefelderstraße 4, 52062 Aachen 017676684453 [email protected]

Beruflicher

Werdegang

Promotionsstudentin Universitätsklinikum Aachen

52074 Aachen

Doktorarbeit: Spatial epidemiology of invasive pneumococcal disease isolates from children under six in Germany

Wissenschaftliche Hilfskraft

Universitätsklinikum Aachen

52074 Aachen

mikrobiologische Laborarbeit, Nationales Referenzzentrum für Streptokokken, Institut für Medizinische Mikrobiologie

Clinical Research Coordinator

Tulane University School of Medicine New Orleans, LA

USA

klinische Forschung, Anästhesiologie Abteilung

Research Technician

University of Pittsburgh

Pittsburgh, PA USA

biologische Laborarbeit, Epidemiologie Abteilung

Public Health Intern Consumer Health Coalition

Pittsburgh, PA USA

klinische Übersetzungen und Veranstaltungsplanen

Teaching Assistant Creighton University

Omaha, NE USA

Aufsicht auf Laborkurse, Biologie Abteilung

Research Technician

Creighton University

Omaha, NE USA

Versuchstierhandlung, Biomedizin Abteilung

Academic Learning Advisor

Creighton University

Omaha, NE USA

Unterrichten und Nachhilfe: Spanisch, Englisch, sonstiges

Laboratory Technician

North Shore Sanitary District Gurnee, IL USA

Abwasserbehandlungslaborarbeit

Ausbildung

Bachelor of Science, Biology

Creighton University Omaha, NE USA

2007

Master of Public Health, Epidemiology

University of Pittsburgh Pittsburgh, PA USA

2010

Fähigkeiten Muttersprache: Englisch; weitere Sprachen: Deutsch (C1.2), Spanisch (C2)

Statistische Software: R, SAS, SPSS sowie Standard Software (Microsoft Office); grundniveau HTML, Python, QGIS

Standard mikrobiologische/wissenschaftliche Techniken

Referenzen Referenzen werden auf Wunsch zur Verfügung gestellt