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PPEEEERR Ground Deformation and
Lateral Spreading
Steve KramerUniversity of Washington
2001 Annual Meeting
2001 Annual Meeting
Geotechnical Impacts on Structural PerformanceGeotechnical Impacts on Structural Performance
Response modification
Soil conditions can change:� Amplitude� Frequency content� Duration
2001 Annual Meeting
Geotechnical Impacts on Structural PerformanceGeotechnical Impacts on Structural Performance
Ground failure
Permanent deformations
2001 Annual Meeting
Geotechnical Impacts on Structural PerformanceGeotechnical Impacts on Structural Performance
Ground failure
Permanent deformationsFlow failure
2001 Annual Meeting
Geotechnical Impacts on Structural PerformanceGeotechnical Impacts on Structural Performance
Ground failure
Permanent deformationsFlow failureLateral spreading
2001 Annual Meeting
Geotechnical Impacts on Structural PerformanceGeotechnical Impacts on Structural Performance
Ground failure
Permanent deformationsFlow failureLateral spreadingSettlement
2001 Annual Meeting
Evaluation of Liquefaction HazardsEvaluation of Liquefaction Hazards
Three primary questions to consider:
Is the soil susceptible to liquefaction?
Will the anticipated loading trigger liquefaction?
What will be the effects of liquefaction?
2001 Annual Meeting
Liquefaction SusceptibilityLiquefaction Susceptibility
Geologic environments well established
Fluvial deposits Alluvial deposits
Man-made deposits
2001 Annual Meeting
Liquefaction SusceptibilityLiquefaction Susceptibility
Soil types well established:� Clean sands� Silty sands (up to ~35% fines)
Also observed:� Silts� Gravelly soils
Conclusion:
Liquefaction susceptibility isrelatively well understood �not a pressing issue fordevelopment of PBEE
2001 Annual Meeting
Initiation of LiquefactionInitiation of Liquefaction
Current procedure:
Characterize loading by cyclic shear stress
rg
aCSR d'v
vmax
ó
ó0.65=
ó0.65
'v
maxτ=CSR
and earthquake magnitude
2001 Annual Meeting
Initiation of LiquefactionInitiation of Liquefaction
Current procedure:
Characterize resistance by cyclic shear stress
CRR
(N1)60, qc1, Vs1, �
2001 Annual Meeting
Initiation of LiquefactionInitiation of Liquefaction
Current procedure:
Characterize resistance by cyclic shear stress
CRR
(N1)60, qc1, Vs1, �
Liquefaction
No Liquefaction
2001 Annual Meeting
Initiation of LiquefactionInitiation of Liquefaction
Advantages of current procedure:� Experience shows it works� It is widely embraced by practitioners
Limitations of current procedure:� No insight into uncertainty� Mixes source (M) and site (amax) parameters� Pore pressures related to strains more than stresses
Conclusion:
Practical procedures for evaluation of liquefactionpotential exist, but are not readily suited toimplementation in PBEE framework, in whichunbiased estimates of probability of liquefactionare required.
More high-quality field data from sites ofliquefaction and non-liquefaction are needed.
Improvements are possible through theidentification of better parameters with which tocharacterize loading and resistance.
2001 Annual Meeting
What are we doing about these issues?What are we doing about these issues?
Liao et al (1988)
0.0
0.5
CRR
0 40(N1)60
Youd et al (1998)
0.0
0.5
CRR
0 40(N1)60
Toprak et al (1999)
0.0
0.5
CRR
0 40(N1)60
Seed et al (2001)
0.0
0.5
CRR
0 40(N1)60
Probabilisticevaluation ofliquefaction potentialSeed, DerKiureghian, et al.
2001 Annual Meeting
What are we doing about these issues?What are we doing about these issues?
Ground Failure andBuildingPerformance inAdapazari, TurkeyBray et al.
http://www.eerc.berkeley.edu/turkey/adapazari/data/site_a/index.html
2001 Annual Meeting
Effects of LiquefactionEffects of Liquefaction
Effects can be divided into two categories:
Response� Amplitude� Frequency content� Duration
Ground Failure� Lateral deformations� Vertical deformations
Both are influencedby phase
transformationbehavior of soil
Dilative
Dilative
Contractive
2001 Annual Meeting
Effects of LiquefactionEffects of Liquefaction
Phase transformation
� Contractive behavior � u increases, p� decreases
� Dilative behavior � u decreases, p� increases
q
p�
Phase transformation line
2001 Annual Meeting
Effects of LiquefactionEffects of Liquefaction
Stress-strain Stress path
∆uHigh
stiffness
2001 Annual Meeting
Effects of LiquefactionEffects of Liquefaction
Stress-strain Stress path
∆uHigh
stiffness
2001 Annual Meeting
Effects of LiquefactionEffects of Liquefaction
Stress-strain Stress path
After several more cycles �
2001 Annual Meeting
Effects of LiquefactionEffects of Liquefaction
Stress-strain Stress path
∆u
Lowstiffness
2001 Annual Meeting
Effects of LiquefactionEffects of Liquefaction
Stress-strain Stress path
Higherstiffness
2001 Annual Meeting
Effects of LiquefactionEffects of Liquefaction
Stress-strain Stress path
Stiffness changesdramatically over
the course of acycle of loading
2001 Annual Meeting
Effects of LiquefactionEffects of Liquefaction
Stress-strain Stress path
Stiffness changesdramatically over
the course of acycle of loading
2001 Annual Meeting
Effects of LiquefactionEffects of Liquefaction
ResponseStiffness generally decreases
� Longer period motion� Lower acceleration amplitudes� Higher displacement amplitudes
Highfrequency
Lowfrequency
2001 Annual Meeting
Effects of LiquefactionEffects of Liquefaction
Phase transformationIncreasing stiffness with strain�De-liquefaction shock waves�
Wildlife Array
2001 Annual Meeting
Effects of LiquefactionEffects of Liquefaction
Ground failure - permanent deformations
HorizontalLateral spreadingFlow slides
VerticalSettlement
2001 Annual Meeting
Effects of LiquefactionEffects of Liquefaction
Lateral spreading
Estimation of permanent displacement
log DH = -17.614 + 1.581 M � 1.518 log R*- 0.011 R + 0.343 log S + 0.547log T15
+ 3.976 log (100 � F15)� 0.923 log (D5015 + 0.1mm)
Based solely on regression
Provides only ground surface displacement
N
DH
15
2001 Annual Meeting
Effects of LiquefactionEffects of Liquefaction
Lateral spreading
Loose layer
Initialshearstress
Lateral spreading
What controls displacements?What controls displacements?
Phase transformation behaviorPhase transformation behavior
2001 Annual Meeting
Effects of LiquefactionEffects of Liquefaction
-4
-3
-2
-1
0
1
2
3
4
5
-10 -5 0 5 10 15
Shear Strain (%)
Shear Stress (kPa)
-4
-3
-2
-1
0
1
2
3
4
5
0 10 20 30 40 50
Effective Vertical Stress (kPa)
She
ar S
tres
s (k
Pa)
Conclusions:
We must be able to model phase transformation behavior to predict theperformance of structures located on ornear sites where lateral spreading canoccur.
We need more experimental data on phase transformation behavior and the factors that affect it.
We need more high-quality field data on lateral spreading case histories
Conclusions:
We must be able to model phase transformation behavior to predict theperformance of structures located on ornear sites where lateral spreading canoccur.
We need more experimental data on phase transformation behavior and the factors that affect it.
We need more high-quality field data on lateral spreading case histories
2001 Annual Meeting
Evaluation of Post-LiquefactionResidual Strengthand Stress-StrainBehaviorSeed, Pestana,Kammerer
http://www.ce.berkeley.edu/~kammerer/nevada.html
What are we doing about these issues?What are we doing about these issues?
2001 Annual Meeting
Modeling of LateralSpreading and Effects onFoundations and Super-structureElgamal, Yang
What are we doing about these issues?What are we doing about these issues?
Middle Channel bridgeat Humboldt Bay
2001 Annual Meeting
What are we doing about these issues?What are we doing about these issues?
Liquefaction-Induced GroundDeformation andFailureBardet
http://geoinfo.usc.edu/gees/
2001 Annual Meeting
Effects of LiquefactionEffects of Liquefaction
Lateral spreading can cause damage to pile foundations
Conclusions:
We need to be able to predict the distribution of lateral spreading deformations with depth.
Conclusions:
We need to be able to predict the distribution of lateral spreading deformations with depth.
2001 Annual Meeting
Centrifuge Modeling ofCyclic Mobility andLateral SpreadingKutter, Dafalias
What are we doing about these issues?What are we doing about these issues?
2001 Annual Meeting
Seismic Performance ofPile-Supported WharfStructuresDickenson, Kutter,McCullough,Schlechter
What are we doing about these issues?What are we doing about these issues?
Centrifuge Model
2001 Annual Meeting
Effects of LiquefactionEffects of Liquefaction
Flow slidesOccur relatively rarelyInvolve very large deformationsTremendously damaging
Fort Peck Dam>1200 ft displ
San Fernando Dam>200 ft
2001 Annual Meeting
Effects of LiquefactionEffects of Liquefaction
Flow slidesEvaluation of flow slide potential
Static, limit equilibrium analysisRequires residual strength
~100 psf
~400 psf
Conclusion:
Residual strength, and thefactors that affect it, needsto be better understood.
Uncertainty in residual strength estimation needs to be quantified.
Conclusion:
Residual strength, and thefactors that affect it, needsto be better understood.
Uncertainty in residual strength estimation needs to be quantified.
2001 Annual Meeting
What are we doing about these issues?What are we doing about these issues?
Uncertainty inresidual strengthevaluationKramer
Ring Simple ShearDevice (RSSD)
Innerrings
Outerrings
2001 Annual Meeting
What are we doing about these issues?What are we doing about these issues?
Uncertainty inresidual strengthevaluationKramer
0
100
200
300
400
500
600
700
800
900
1000
0 20 40 60 80 100 120 140 160 180
Shear Strain (%)
Sh
ear
Str
ess
(psf
)
Test 1
0
100
200
300
400
500
600
700
800
900
1000
0 200 400 600 800 1000 1200 1400 1600
Normal Stress (psf)
Sh
ear
Str
ess
(psf
)
Test 1
γ = 100%
2001 Annual Meeting
The Next Question:The Next Question:
What do we do about liquefaction?� Abandon the site� Improve the site
Conclusion:
Performance-based design procedures for soil improvement are needed
Conclusion:
Performance-based design procedures for soil improvement are needed
2001 Annual Meeting
Performance ofImproved GroundSitar, Hausler
http://www.ce.berkeley.edu/~hausler/home.html
What are we doing about these issues?What are we doing about these issues?
2001 Annual Meeting
SummarySummary
Consideration of liquefaction-related phenomena inPBEE will require:
� Additional laboratory testing of liquefiable soils �focusing on behavior after initial liquefaction
� Model testing of soil-structure systems
� Acquisition of high-quality field performance data
� Development of improved numerical modelingcapabilities